The Finway Group
advisor7 known aliases resolved via the canonical alias map
Market position · 2024
Plans served57+13 YoYRank #352 of mapped providers
Assets under administration$2.4B0.0%Market share · rank #2734
Fees received$2MMedian $18,822/planSum across Schedule C direct + indirect
Net wins YoY+1217 won · 5 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical The Finway Group plan look like?
Service mix · median fees per plan
Count of plans where The Finway Group ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other fees; Contract AdministratorCode 13 | 47 | $18,830 | |
Other feesCode 99 | 4 | $10,123 | |
Recordkeeping and information management (computing, tabulating, data processing, etc.); Recordkeeping fees; Participant loan processingCode 15 | 2 | $2,575 | |
Investment advisory (participants); Direct payment from the plan; Investment managementCode 26 | 1 | $63,061 | |
Other services; Other feesCode 49 | 1 | $44,676 | |
Soft dollars commissionsCode 68 | 1 | $282,993 | |
Consulting feesCode 70 | 1 | $7,000 |
Competitor overlap
Percent of The Finway Group's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under The Finway Group.
| Sponsor | From | Assets |
|---|---|---|
THE FINWAY GROUPIA · 421468222-010 | (new plan) | $146M |
TRUENORTH COMPANIES, L.C.IA · 421513015-001 | Transamerica | $62M |
GOHEALTH HOLDINGS, LLCIL · 850563805-001 | Merrill | $49M |
THE STEPHENS GROUP, LLCAR · 204948475-001 | Wilshire Associates | $33M |
EVANS GENERAL CONTRACTORS, LLCGA · 582602425-001 | American Trust Company | $33M |
SUCCESSION CAPITAL, INC.CA · 990378665-001 | Principal | $25M |
THE FINWAY GROUP - VISTAIA · 421468222-020 | (new plan) | $24M |
CALIFORNIA ASSOCIATION OF WINEGRAPE GROWERSIA · 942292593-002 | Advised Assets Group, LLC | $20M |
HAMPEL ENTERPRISES, INC.KS · 843952470-001 | Empower | $19M |
FRM SOCKS LLCIA · 611804624-001 | KDV Wealth Management, LLC | $17M |
Plans lost in 2024
Appeared last year under The Finway Group; not this year.
| Sponsor | To | Assets |
|---|---|---|
HAHN READY-MIX COMPANYIA · 421303110-005 | QP Consulting, LLC | $7M |
RUETER & ZENOR COMPANYIA · 421011871-001 | (new plan) | $3M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
IDAHO POWER COMPANYID · 820130980-001 | $971M | 4,728 | $282,993 | 5y | - |
CAREPOINT HEALTH, LLCCO · 831024601-002 | $372M | 1,056 | $63,061 | 3y | - |
THE FINWAY GROUPIA · 421468222-010 | $146M | 6,773 | $12,911 | 1y | - |
HUDSON AUTOMOTIVE GROUPSC · 823482909-003 | $92M | 3,354 | $346,657 | 4y | - |
TRUENORTH COMPANIES, L.C.IA · 421513015-001 | $62M | 402 | $1,353 | 1y | 1 |
SHEPHERD INSURANCE, LLCIN · 453540375-001 | $56M | 595 | $13,410 | 2y | - |
GOHEALTH HOLDINGS, LLCIL · 850563805-001 | $49M | 2,782 | $7,000 | 1y | - |
BRR ARCHITECTURE, INC.IA · 431031021-001 | $41M | 388 | $14,949 | 2y | 1 |
MARSHALLTOWN COMPANYIA · 420397040-002 | $37M | 690 | $49,623 | 3y | 1 |
KEYSTONE CONSOLIDATED INDUSTRIES, INC.IL · 370364250-011 | $36M | 386 | $61,822 | 3y | 1 |
Flag exposure
96.5%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (7)
Raw Schedule C names collapsed into The Finway Group.
- CERDRUS LLC
- CEREDEX VALUE ADVISORS
- CEREDEX VALUE ADVISORS LLC
- FINWAY GROUP
- THE FINWAY GROUP
- THE FINWAY GROUP LLC
- THE FINWAY GROUP, LLC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for The Finway Group's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 7 | 12.28% | 7.76% | +4.52 pp |
| Fidelity bond gap | 1 | 1.75% | 26.94% | -25.19 pp |
| Late contributions | 15 | 26.32% | 1.71% | +24.60 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 6 | 10.53% | 1.76% | +8.77 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with The Finway Group. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Frequent partners by role
Who else shows up on The Finway Group's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Friday Eldredge & Clark LLP | 1 | 1.8% |
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).