Financial Security Advisory
advisor11 known aliases resolved via the canonical alias map
Market position · 2024
Plans served5+1 YoYRank #2564 of mapped providers
Assets under administration$395M0.0%Market share · rank #4882
Fees received$107,123Median $11,961/planSum across Schedule C direct + indirect
Net wins YoY+12 won · 1 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Financial Security Advisory plan look like?
Service mix · median fees per plan
Count of plans where Financial Security Advisory ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Direct payment from the plan; Investment advisory (participants)Code 26 | 2 | $40,682 | |
Investment advisory (plan)Code 27 | 1 | $13,798 | |
Investment managementCode 28 | 1 | $11,961 | |
Other commissionsCode 55 | 1 | $0 |
Competitor overlap
Percent of Financial Security Advisory's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Financial Security Advisory.
| Sponsor | From | Assets |
|---|---|---|
TIDEWATER PHYSICIANS MULTISPECIALTY GROUP, P.C.VA · 541634477-002 | Charles Schwab | $169M |
WATERFORD HOTEL GROUP, LLCCT · 061117701-333 | PASI LLC | $26M |
Plans lost in 2024
Appeared last year under Financial Security Advisory; not this year.
| Sponsor | To | Assets |
|---|---|---|
ATLANTIC DENTAL CARE, PLCFL · 455402141-001 | Corient Private Wealth LLC | $76M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
TIDEWATER PHYSICIANS MULTISPECIALTY GROUP, P.C.VA · 541634477-002 | $169M | 1,464 | $5,925 | 1y | - |
EMERGENCY PHYSICIANS OF TIDEWATER, P.L.C.VA · 541141362-004 | $141M | 299 | $75,439 | 10y | - |
ATLANTIC ANESTHESIA, INC.VA · 541855514-003 | $52M | 169 | $11,961 | 10y | - |
WATERFORD HOTEL GROUP, LLCCT · 061117701-333 | $26M | 1,798 | $0 | 1y | - |
FLATTER, INC.VA · 753038113-001 | $7M | 143 | $13,798 | 3y | 1 |
Flag exposure
80.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (11)
Raw Schedule C names collapsed into Financial Security Advisory.
- CENTRIMARK
- CENTROID
- CENTRUE BANK
- FINANCIAL SECURITY ADVISORY
- FINANCIAL SECURITY ADVISORY GROUP
- FINANCIAL SECURITY ADVISORY IN
- FINANCIAL SECURITY ADVISORY INC.
- FINANCIAL SECURITY ADVISORY, IN
- FINANCIAL SECURITY ADVISORY, INC
- FINANCIAL SECURITY ADVISORY, INC.
- FINANCIAL SECURITY GROUP
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Financial Security Advisory's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 1 | 20.00% | 26.94% | -6.94 pp |
| Late contributions | 0 | 0.00% | 1.71% | -1.71 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 0 | 0.00% | 1.76% | -1.76 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Financial Security Advisory. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Financial Security Advisory's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Hoyt Filippetti & Malaghan, LLC | 1 | 20.0% |