FIAM
advisor4 known aliases resolved via the canonical alias map
Market position · 2024
Plans served10+3 YoYRank #1638 of mapped providers
Assets under administration$23.5B0.0%Market share · rank #595
Fees received$4MMedian $244,065/planSum across Schedule C direct + indirect
Net wins YoY+34 won · 1 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical FIAM plan look like?
Service mix · median fees per plan
Count of plans where FIAM ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management; Investment management fees paid directly by plan; Direct payment from the planCode 28 | 5 | $51,222 | |
Investment management fees paid directly by plan; Investment advisory (plan); Investment managementCode 27 | 3 | $708,273 | |
Direct payment from the plan; Actuarial; Consulting (pension)Code 11 | 1 | $86,135 | |
Direct payment from the plan; Investment management fees paid directly by planCode 50 | 1 | $401,995 |
Competitor overlap
Percent of FIAM's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under FIAM.
| Sponsor | From | Assets |
|---|---|---|
WELLS FARGO & COMPANYMN · 410449260-001 | Prudential Investment Management | $8.3B |
AMICA MUTUAL INSURANCE COMPANYRI · 050348344-001 | Pension Innovations & Consulting | $1.7B |
AMERICAN EXPRESS COMPANY AND ITS PARTICIPATING SUBSIDIARIESNY · 134922250-005 | Harrison Street Real Estate Capital | $1.2B |
PRIME HEALTHCARE SERVICES -- GARDEN CITY, LLCMI · 464719451-003 | Principal | $29M |
Plans lost in 2024
Appeared last year under FIAM; not this year.
| Sponsor | To | Assets |
|---|---|---|
R. R. DONNELLEY & SONS COMPANYIL · 361004130-003 | Northern Trust | $1.2B |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
NOKIA OF AMERICA CORPORATIONNJ · 223408857-003 | $9.8B | 24,880 | $544,363 | 10y | - |
WELLS FARGO & COMPANYMN · 410449260-001 | $8.3B | 165,927 | $917,982 | 1y | - |
ERNST & YOUNG U.S. LLPNJ · 346565596-114 | $2.2B | 38,877 | $401,995 | 7y | - |
AMICA MUTUAL INSURANCE COMPANYRI · 050348344-001 | $1.7B | 5,706 | $1M | 1y | - |
AMERICAN EXPRESS COMPANY AND ITS PARTICIPATING SUBSIDIARIESNY · 134922250-005 | $1.2B | 17,067 | $51,222 | 1y | - |
ING FINANCIAL SERVICES LLCNY · 133713590-001 | $259M | 1,339 | $708,273 | 5y | - |
CAPGEMINI AMERICA INCNY · 222575929-001 | $103M | 384 | $86,135 | 5y | - |
PRIME HEALTHCARE SERVICES -- GARDEN CITY, LLCMI · 464719451-003 | $29M | 586 | $57,997 | 1y | - |
GRANGES AMERICAS INC.TN · 371830395-001 | $17M | 196 | $22,460 | 3y | - |
GRANGES AMERICAS INC.TN · 371830395-002 | $8M | 99 | $10,384 | 3y | - |
Flag exposure
90.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (4)
Raw Schedule C names collapsed into FIAM.
- CARROLL CONSULANTS, LTD
- FIAM
- FIAM GLOBAL ADVISORS
- FIAM LLC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for FIAM's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 0 | 0.00% | 1.71% | -1.71 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 0 | 0.00% | 1.76% | -1.76 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with FIAM. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on FIAM's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Day Pitney LLP | 1 | 10.0% |
| Nixon Peabody LLP | 1 | 10.0% |
| Seyfarth Shaw LLP | 1 | 10.0% |