Eaton Vance
advisor33 known aliases resolved via the canonical alias map
Market position · 2024
Plans served28-11 YoYRank #609 of mapped providers
Assets under administration$21.7B0.0%Market share · rank #634
Fees received$3MMedian $8,093/planSum across Schedule C direct + indirect
Net wins YoY-93 won · 12 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Eaton Vance plan look like?
Service mix · median fees per plan
Count of plans where Eaton Vance ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Shareholder servicing fees; Investment managementCode 28 | 24 | $0 | |
Shareholder servicing fees; Float revenue; Recordkeeping fees; Participant communication; Direct payment from the plan; Investment advisory (plan); Participant loan processing; Trustee (directed); Other services; Distribution (12b-1) fees; Trustee (bank, trust company, or similar financial institution); Recordkeeping and information management (computing, tabulating, data processing, etc.); Account maintenance fees; Redemption fees; Investment management fees paid indirectly by planCode 15 | 1 | $0 | |
Investment advisory (plan)Code 27 | 1 | $10,000 | |
Employee (plan sponsor)Code 35 | 1 | $6,185 | |
Investment management fees paid indirectly by plan; Investment management fees paid directly by planCode 51 | 1 | $117,206 |
Competitor overlap
Percent of Eaton Vance's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Eaton Vance.
| Sponsor | From | Assets |
|---|---|---|
ENDOTRONIX, INC.IL · 260305050-001 | (new plan) | $9M |
Plans lost in 2024
Appeared last year under Eaton Vance; not this year.
| Sponsor | To | Assets |
|---|---|---|
INTERNATIONAL UNION OF OPERTING ENG. PEN FUND OF E.PENNSYLVANIA AND DEPA · 236405239-001 | Dana Investment Advisors | $1.0B |
BOT SHEET METAL WORKERS LOCAL UNION NO.17 SUPPLEMENTAL PENSION FUNDMA · 200845880-001 | Comerica | $144M |
NEW YORK RACING ASSOCIATION, INC.NY · 611559040-005 | Milliman | $62M |
NEW YORK RACING ASSOCIATION, INC.NY · 611559040-003 | (new plan) | $60M |
MID-SOUTH REGIONAL COUNCIL LOCAL 318 MONEY PURCHASE PENSION TRUSTTN · 630875713-001 | ULLICO Inc | $41M |
ROBSON FORENSIC, INC.PA · 232776905-002 | LPL Financial | $20M |
JUDY CONSTRUCTION COMPANYKY · 610861333-001 | LPL Financial | $10M |
ST. MARYS NURSING CENTER INC.MD · 522327829-002 | Global Retirement Partners LLC | $5M |
PHA AMERICA INCAL · 273279619-001 | Allspring Global Investments | $3M |
CALIFORNIA GROWER FOUNDATIONCA · 942166265-333 | (new plan) | $331,657 |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
LIBERTY MUTUAL GROUP INC.MA · 043583679-002 | $11.4B | 49,659 | $1M | 9y | 2 |
NATIONAL AUTOMATIC SPRINKLER INDUSTRY PENSION FUND JT BOARD OF TRUSTEEMD · 526054620-001 | $4.8B | 34,009 | $0 | 8y | - |
XCEL ENERGY INC.MN · 410448030-001 | $1.2B | 11,750 | $126,398 | 8y | - |
BOARD OF TRUSTEES OF THE PAINTING INDUSTRY ANNUITY FUNDNY · 516049898-001 | $884M | 8,480 | $61,143 | 10y | - |
XCEL ENERGY INC.MN · 410448030-008 | $860M | 6,472 | $80,463 | 8y | - |
BOARD OF TRUSTEES LOCAL 1298 PENSION FUNDNY · 111970385-001 | $479M | 3,227 | $107,189 | 5y | - |
BOARD OF TRUSTEES - ADJUSTABLE PLAN OF THE UNITE HERE RETIREMENT FUNDNY · 820994119-002 | $450M | 72,394 | $117,206 | 3y | - |
BOARD OF TRUSTEES LOCAL 138, 138A, 138B & 138C IUOE ANNUITY FUNDNY · 112653717-002 | $390M | 2,804 | $392,922 | 10y | - |
XCEL ENERGY INC.MN · 410448030-009 | $343M | 2,215 | $31,947 | 8y | - |
BOARD OF TRUSTEES LOCAL 1298 ANNUITY FUNDNY · 112911064-001 | $282M | 2,968 | $67,418 | 6y | - |
Flag exposure
92.9%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (33)
Raw Schedule C names collapsed into Eaton Vance.
- 25 EATON VANCE
- BUFFAMONTE, WHIPPLE, BUFFARO P.C.
- BUFFAMONTE, WHIPPLE, BUTTAFARA PC
- BUFFAMONTE, WHIPPLE, BUTTAFARO P.C.
- BUFFI GASS
- BUFFINGTON & AARON
- BUFFINGTON & AARON, ALC
- BUFFINGTON AND COMPANY, P.C.
- BUICK CONSULTANTS, LLC
- BUILDERS EXCHANGE OF SOUTHERN TIER
- BUILDERS PROLOAN BOND FUND, LLC
- BUILDING FOR AMERICA FUND III
- EASTON VANCE
- EATON BANCE
- EATON FUNDS
- EATON VANCE
- EATON VANCE ATLANTA SMID A
- EATON VANCE ATLANTA SMID CAP A
- EATON VANCE CORP.
- EATON VANCE DISTRIBUTORS INC.
- EATON VANCE FUNDS
- EATON VANCE GLOBAL INCOME BUILDER A
- EATON VANCE HIGH INC OPP I
- EATON VANCE INSTITUTIONAL SR LOAN
- EATON VANCE INVESTMENT MANAGERS
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Eaton Vance's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 3.57% | 7.76% | -4.19 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 7 | 25.00% | 1.71% | +23.29 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 3 | 10.71% | 1.76% | +8.96 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Eaton Vance. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Eaton Vance's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Barnes, Iaccarino & Sheperd LLP | 3 | 10.7% |
| Cleary, Josem & Trigiani LLP | 2 | 7.1% |
| Archer Byington Glennon & Levine | 1 | 3.6% |
| Baldwin Moffitt Behm LLP | 1 | 3.6% |
| Beins Axelrod PC | 1 | 3.6% |
| Fischer Dorwart PC | 1 | 3.6% |
| Kelley Law Group | 1 | 3.6% |
| Lipsitz Green Scime Cambria LLP | 1 | 3.6% |
| Morgan Lewis & Bockius LLP | 1 | 3.6% |
| Nixon Peabody LLP | 1 | 3.6% |