Dufek & Company LLC
auditor23 known aliases resolved via the canonical alias map
Market position · 2024
Plans served12+3 YoYRank #1406 of mapped providers
Assets under administration$505M0.0%Market share · rank #4608
Fees received$104,875Median $8,000/planSum across Schedule C direct + indirect
Net wins YoY+33 won · 0 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Dufek & Company LLC plan look like?
Service mix · median fees per plan
Count of plans where Dufek & Company LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Accounting (including auditing); Direct payment from the planCode 10 | 8 | $8,000 | |
Recordkeeping fees; Consulting fees; Consulting (pension); Recordkeeping and information management (computing, tabulating, data processing, etc.); Direct payment from the planCode 15 | 4 | $10,625 |
Competitor overlap
Percent of Dufek & Company LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Dufek & Company LLC.
| Sponsor | From | Assets |
|---|---|---|
FOX WORLD TRAVEL, INC.WI · 391034696-001 | Empower | $25M |
THERMOS L.L.C.IL · 364425839-004 | PwC | $24M |
OAK RIDGE CARE CENTER, INC.WI · 391081647-002 | Empower | $896,142 |
Plans lost in 2024
Appeared last year under Dufek & Company LLC; not this year.
| Sponsor | To | Assets |
|---|
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
ASTRONAUTICS CORPORATION OF AMERICAWI · 390963505-002 | $187M | 1,511 | $13,000 | 9y | 1 |
HABUSH HABUSH & ROTTIER, S.C.WI · 391272599-003 | $59M | 193 | $7,500 | 10y | - |
IMPACT ADVISORS, LLCIL · 208207247-001 | $58M | 738 | $4,000 | 6y | - |
GELBER GROUP, LLCIL · 364330915-002 | $48M | 273 | $8,500 | 3y | - |
CREATIVE & RESPONSE RESEARCH INCIL · 362441654-001 | $34M | 175 | $6,375 | 10y | - |
MARTIN AUTOMATIC, INC.IL · 362649881-001 | $26M | 184 | $13,000 | 6y | 1 |
FOX WORLD TRAVEL, INC.WI · 391034696-001 | $25M | 379 | $3,750 | 1y | 1 |
THERMOS L.L.C.IL · 364425839-004 | $24M | 148 | $14,250 | 1y | - |
ELGRON, INC.IL · 300031670-001 | $22M | 173 | $14,750 | 2y | 2 |
CLARITY PARTNERS, LLCIL · 800123899-001 | $13M | 177 | $8,500 | 3y | - |
Flag exposure
91.7%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (23)
Raw Schedule C names collapsed into Dufek & Company LLC.
- BRYAN PENDLETON SWATS & MCALLISTER
- BRYAN PENDLETON SWATS MCALLISTER
- BRYAN PENDLETON, SWATS MCALLISTER
- BRYAN, PENDLETON SWATS & MCALLISTER
- BRYAN, PENDLETON, SWATS & MCALLIST
- BRYAN, PENDLETON, SWATS & MCALLISTE
- BRYAN, PENDLETON, SWATS &MCALLISTER
- BRYAN, PENDLETON, SWATS&MCALLISTER
- BRYAN, PENDLETON, SWATS, & MCALLIST
- BRYAN, PENDLETON, SWATS, MCALLISTER
- BRYAN, PENDLETON,SWATS & MCALLISTER
- BRYAN,PENDLETON,SWATS & MCALLISTER
- BRYAN,PENDLETON,SWATS, & MCALLISTER
- DUFEK & CO
- DUFEK & CO.
- DUFEK & COMPANY
- DUFEK & COMPANY LLC
- DUFEK & COMPANY, L.L.C.
- DUFEK & COMPANY, LLC
- DUFEK AND COMPANY
- DUFEK AND COMPANY, LLC
- DUFFEK & COMPANY, LLC
- SCOTT DUFEK
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Dufek & Company LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 1 | 8.33% | 1.71% | +6.62 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 5 | 41.67% | 1.76% | +39.91 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Dufek & Company LLC. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Dufek & Company LLC's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Alpha Investment Consulting Group | 1 | 8.3% |
| Boston Partners Global Investors | 1 | 8.3% |
| Capital Strategies Investment Group | 1 | 8.3% |
| Gallacher Benefits Services Inc | 1 | 8.3% |
| Global Retirement Partners LLC | 1 | 8.3% |
| Hunter Benefits Consulting Group | 1 | 8.3% |
| Investment Navigation LLC | 1 | 8.3% |
| Leaf House Financial Advisors | 1 | 8.3% |
| Mariner Wealth Advisors | 1 | 8.3% |