Dodge & Cox
advisor42 known aliases resolved via the canonical alias map
Market position · 2024
Plans served166+12 YoYRank #131 of mapped providers
Assets under administration$440.6B0.5%Market share · rank #25
Fees received$41MMedian $55,545/planSum across Schedule C direct + indirect
Net wins YoY+1328 won · 15 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Dodge & Cox plan look like?
Service mix · median fees per plan
Count of plans where Dodge & Cox ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Soft dollars commissions; Investment management; Direct payment from the planCode 28 | 133 | $63,599 | |
Soft dollars commissions; Investment management fees paid directly by plan; Investment management fees paid indirectly by planCode 51 | 7 | $619,278 | |
Investment management fees paid indirectly by plan; Soft dollars commissionsCode 52 | 7 | $0 | |
Recordkeeping and information management (computing, tabulating, data processing, etc.); Account maintenance fees; Participant communication; Trustee (directed); Other services; Distribution (12b-1) fees; Recordkeeping fees; Direct payment from the plan; Investment management fees paid indirectly by plan; Redemption fees; Investment advisory (plan); Shareholder servicing fees; Participant loan processing; Trustee (bank, trust company, or similar financial institution); Float revenueCode 15 | 6 | $0 | |
Investment management fees paid indirectly by plan; Investment advisory (plan)Code 27 | 5 | $10,433 | |
Trustee (directed)Code 25 | 2 | $173,353 | |
Sub-transfer agency feesCode 60 | 2 | $0 | |
Direct payment from the plan; Custodial (other than securities); Custodial (securities)Code 18 | 1 | $54,841 |
Competitor overlap
Percent of Dodge & Cox's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Dodge & Cox.
| Sponsor | From | Assets |
|---|---|---|
INTERNATIONAL BUSINESS MACHINES CORPORATIONNY · 130871985-005 | PwC | $60.4B |
JOINT BOARD OF TRUSTEES WESTERN STATES CARPENTERS PENSION PLANCA · 956042875-001 | Turner, Stoeve & Gagliardi, P.S. | $11.3B |
WESTROCK COMPANYGA · 473335141-027 | Mondrian Investment Group | $4.4B |
HIGHMARK HEALTHPA · 453674900-333 | Rocaton Investment Advisors LLC | $3.1B |
UNITED BROTHERHOOD OF CARPENTERS PENSION FUNDNV · 526075035-002 | The Segal Co (Eastern States) Inc | $1.1B |
NORTHERN INDIANA PUBLIC SERVICE COMPANYIN · 350552990-001 | BlackRock | $1.0B |
ADVOCATE AURORA HEALTH, INC.IL · 824184596-003 | Mitchell & Titus, LLP | $966M |
RESOLUTE FP US INC. · 620721803-004 | (new plan) | $641M |
ASCENSUS, LLC.PA · 113665754-001 | Ascensus | $622M |
BOARD OF TRUSTEES OF THE GUILD-TIMES ADJUSTABLE PENSION FUNDNY · 461715205-001 | C&R Consulting Inc. | $114M |
Plans lost in 2024
Appeared last year under Dodge & Cox; not this year.
| Sponsor | To | Assets |
|---|---|---|
BAE SYSTEMS, INC.VA · 223537950-003 | Aon | $9.4B |
AON CORPORATIONGA · 363051915-020 | Vanguard | $6.2B |
ESTEE LAUDER, INC.NY · 131871348-002 | Alight | $2.7B |
UFCW PHARMACISTS, CLERKS, AND DRUG EMPLOYER'S PENSION TRUSTCA · 942518312-001 | UFCW Group Administration LLC | $179M |
SOO LINE RAILROAD COMPANYMN · 416009079-001 | WTW | $127M |
PENSION & INSURANCE COMMITTEE, SOUTHERN CALIFORNIA ROCK PRODUCTSCA · 510190581-002 | Pacific Southwest Administrators | $29M |
PEOPLES SECURITY BANK & TRUST COMPANYPA · 240603570-001 | People's Bank | $18M |
HIGH COUNTRY BEVERAGE CORPORATIONCO · 841341843-001 | LPL Financial | $17M |
COLUMBIA REDUCTION COMPANYPA · 231380289-001 | Conrad M. Siegel Inc. | $6M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
INTERNATIONAL BUSINESS MACHINES CORPORATIONNY · 130871985-005 | $60.4B | 149,818 | $778,449 | 1y | - |
CVS HEALTH CORPORATIONRI · 050494040-017 | $30.1B | 385,927 | $1M | 5y | 1 |
BOARD OF TRUSTEES OF THE CPF OF THE IUOE AND PARTICIPATING EMPLOYERSDC · 366052390-001 | $27.4B | 233,478 | $1M | 10y | - |
BANK OF AMERICA CORPORATIONRI · 560906609-001 | $19.0B | 168,197 | $1M | 10y | - |
INTERNATIONAL BUSINESS MACHINES CORPORATIONNY · 130871985-001 | $17.9B | 144,666 | $619,278 | 10y | - |
PACIFIC GAS AND ELECTRIC COMPANYCA · 940742640-001 | $17.6B | 58,892 | $2M | 10y | - |
BOARD OF TRUSTEES OF 1199SEIU HEALTH CARE EMPLOYEES PENSION FUNDNY · 133604862-001 | $16.9B | 296,800 | $0 | 4y | - |
BOARD OF TRUSTEES OF THE I.A.M. NATIONAL PENSION FUNDDC · 516031295-002 | $15.0B | 311,750 | $410,709 | 10y | - |
TRUIST FINANCIAL CORPORATIONNC · 560939887-001 | $14.7B | 92,130 | $1M | 3y | - |
NATIONAL ELEVATOR INDUSTRY PENSION PLAN PLAN BOARD OF TRUSTEESPA · 232694291-001 | $12.2B | 54,107 | $372,619 | 10y | 1 |
Flag exposure
89.8%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (42)
Raw Schedule C names collapsed into Dodge & Cox.
- BROOKS TROPICALS LLC
- BROOKS TROPICALS, LLC
- BROOKSFIELD REAL ESTATE
- BROOKWOOD FINANCIAL COMPANY
- BROOKWOOD INVESTMENT GROUP
- BROPHY, THOMAS R.
- BROSNAHAN, JOHN
- BROTHERHOOD BANK & TRUST
- BROTHERHOOD BANK AND TRUST
- BROUSE MCDOWELL
- BROUSE MCDWELL
- DODGE & COV
- DODGE & COX
- DODGE & COX BALANCED FUND
- DODGE & COX FUNDS
- DODGE & COX FUNDS-DODWX
- DODGE & COX FUNDS-DODWX 26-2099183
- DODGE & COX INC
- DODGE & COX INC.
- DODGE & COX INCOME FUND
- DODGE & COX INCOME I
- DODGE & COX INCOME I - SS&C GIDS
- DODGE & COX INTERNATIONAL STOCK
- DODGE & COX INTERNATIONAL STOCK 94-
- DODGE & COX INTL STOCK
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Dodge & Cox's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 2 | 1.20% | 7.76% | -6.56 pp |
| Fidelity bond gap | 5 | 3.01% | 26.94% | -23.93 pp |
| Late contributions | 11 | 6.63% | 1.71% | +4.91 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 19 | 11.45% | 1.76% | +9.69 pp |
| Loss discovered | 1 | 0.60% | 0.00% | +0.60 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Dodge & Cox. Compare to the incumbent market share (0.3%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.3 pp vs incumbent
Frequent partners by role
Who else shows up on Dodge & Cox's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Barlow Coughran Morales & Josephson | 5 | 3.0% |
| Seyfarth Shaw LLP | 5 | 3.0% |
| Groom Law Group, Chartered | 4 | 2.4% |
| Leonard Carder LLP | 4 | 2.4% |
| Neyhart Anderson Flynn & Grosboll | 4 | 2.4% |
| Proskauer Rose LLP | 4 | 2.4% |
| Trucker Huss | 4 | 2.4% |
| Kilpatrick Townsend & Stockton LLP | 3 | 1.8% |
| Morgan Lewis & Bockius LLP | 3 | 1.8% |
| O'Reilly Grosso Gross & Jones PC | 3 | 1.8% |
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).