D.A. Davidson & Co.
broker49 known aliases resolved via the canonical alias map
Market position · 2024
Plans served80-6 YoYRank #242 of mapped providers
Assets under administration$3.5B0.0%Market share · rank #2241
Fees received$3MMedian $32,245/planSum across Schedule C direct + indirect
Net wins YoY-39 won · 12 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical D.A. Davidson & Co. plan look like?
Service mix · median fees per plan
Count of plans where D.A. Davidson & Co. ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other commissions; Investment advisory (plan)Code 27 | 50 | $34,438 | |
Participant communication; Investment advisory (participants); Investment advisory (plan); Distribution (12b-1) fees; Direct payment from the planCode 26 | 9 | $27,908 | |
Investment managementCode 28 | 5 | $31,729 | |
Participant communication; Consulting fees; Investment advisory (plan); Direct payment from the plan; Other investment fees and expenses; Investment advisory (participants); Consulting (pension)Code 17 | 4 | $23,061 | |
Other commissionsCode 55 | 3 | $33,614 | |
Other feesCode 99 | 3 | $26,597 | |
Trustee (bank, trust company, or similar financial institution); Recordkeeping fees; Other fees; Direct payment from the plan; Recordkeeping and information management (computing, tabulating, data processing, etc.); Other servicesCode 15 | 2 | $19,930 | |
Shareholder servicing fees; Custodial (securities)Code 19 | 2 | $111,681 |
Competitor overlap
Percent of D.A. Davidson & Co.'s plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under D.A. Davidson & Co..
| Sponsor | From | Assets |
|---|---|---|
IRONWORKERS LOCAL 549-550 PENSION PLANWV · 556027928-001 | Segal Advisors | $207M |
BD OF TTEE OF PLUM & PIPE LU NO 74 PIPEFITTERS LU NO. 74 PENSION FUNDPA · 516015925-001 | Jennings & Sigmond | $184M |
WORKWAVE LLCNJ · 205794859-001 | Fidelity Investments | $90M |
BELLETETE'S, INC.NH · 020264529-001 | Fisher Asset Management LLC | $35M |
SANTEE PRINT WORKSSC · 135552047-001 | MetLife | $27M |
CALVERT SYSTEMS ENGINEERING, INC.NE · 203409484-001 | Avior Wealth Management LLC | $19M |
I. RICE & CO., INC.PA · 231730455-001 | (new plan) | $15M |
GLASSYBABY, LLCWA · 900187688-001 | Paychex | $1M |
Plans lost in 2024
Appeared last year under D.A. Davidson & Co.; not this year.
| Sponsor | To | Assets |
|---|---|---|
INDEPENDENCE BANKMT · 810331859-001 | Allied Investment Advisors LLC | $29M |
EXXEL PACIFIC, INC.WA · 911443056-001 | Cambridge Investment Research | $29M |
E & A CONSULTING GROUP, INC.NE · 470609173-004 | Empower | $24M |
OXARC, INC.WA · 910656557-001 | Fidelity Investments | $16M |
PHOENIX PROCESSOR LIMITED PARTNERSHIPWA · 911428466-001 | (new plan) | $10M |
THE BURKE GROUP OF ROCHESTER, INC.NY · 450677056-002 | USI Consulting Group | $7M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
DUNCAN AVIATION, INC.NE · 470461109-002 | $446M | 3,531 | $90,000 | 9y | 1 |
OEI, INC.NE · 470532319-001 | $277M | 2,572 | $135,013 | 7y | 1 |
BD OF TTEE OF PLUM & PIPE LU NO 74 PIPEFITTERS LU NO. 74 PENSION FUNDPA · 516015925-001 | $184M | 1,177 | $60,458 | 1y | - |
BARRIOS TECHNOLOGYTX · 760404611-001 | $135M | 1,082 | $152,698 | 3y | 1 |
BAIRD HOLM LLPNE · 470389074-001 | $109M | 225 | $23,070 | 8y | - |
CAMPBELL SCIENTIFIC, INC.UT · 870305157-001 | $106M | 722 | $177,278 | 6y | - |
BOZEMAN DEACONESS HEALTH SERVICES DBA BOZEMAN HEALTHMT · 810232121-002 | $99M | 2,409 | $129,037 | 10y | - |
TRUSTEES OF PLUMBERS LOCAL #210 RETIREMENT FUNDIN · 320100178-001 | $91M | 439 | $24,065 | 1y | - |
TABOR STREET GROUP, LLCNE · 821743949-001 | $91M | 1,055 | $70,000 | 1y | - |
WORKWAVE LLCNJ · 205794859-001 | $90M | 1,015 | $18,750 | 1y | - |
Flag exposure
78.8%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (49)
Raw Schedule C names collapsed into D.A. Davidson & Co..
- BOSTON INVESTMENT MANAGEMENT
- BOSTON MANAGEMENT
- BOSTON MARRIOT COPLEY PLACE
- BOSTON MEDICAL CENTER
- BOSTON MID CAP PNC
- BOSTON MILLENNIA PARTNERS II LIMITE
- BOSTON PARTNER
- BOSTON PARTNERS ASSET MGMNT, LLC
- BOSTON TRUST & IVESTMENT MGMT CO.
- BOSTON TRUST WALDEN COIMA SC1-08774
- BOSTON WEALTH MANAGEMENT
- BOSTON WEALTH STRATEGIES
- BOSTON WEALTH/AARON SPELKER
- D A DAVIDSON
- D A DAVIDSON & CO
- D A DAVIDSON & CO INC
- D A DAVIDSON & CO. INC.
- D A DAVIDSON AND CO
- D. A. DAVIDSON
- D. A. DAVIDSON & CO
- D. A. DAVIDSON & CO.
- D. A. DAVIDSON & COMPANY
- D.A DAVIDSON & CO
- D.A DAVIDSON COMPANIES
- D.A DAVIDSON, INC.
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for D.A. Davidson & Co.'s book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 1 | 1.25% | 26.94% | -25.69 pp |
| Late contributions | 18 | 22.50% | 1.71% | +20.79 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 17 | 21.25% | 1.76% | +19.49 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with D.A. Davidson & Co.. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Frequent partners by role
Who else shows up on D.A. Davidson & Co.'s plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Morningstar Investment Management | 5 | 6.3% |
| Randall & Hurley | 4 | 5.0% |
| Agilis Partners LLC | 1 | 1.3% |
| AIM/Invesco | 1 | 1.3% |
| Arbor Point Advisors LLC | 1 | 1.3% |
| ASB Capital Management | 1 | 1.3% |
| Avior Wealth Management LLC | 1 | 1.3% |
| Benefit Plans Inc | 1 | 1.3% |
| Bridges Investment Management Inc. | 1 | 1.3% |
| Chartwell Investment Partners | 1 | 1.3% |
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).