COTA STREET INVESTMENT MANAGEMENT
advisor6 known aliases resolved via the canonical alias map
Market position · 2024
Plans served43+3 YoYRank #439 of mapped providers
Assets under administration$1.8B0.0%Market share · rank #3052
Fees received$1MMedian $11,465/planSum across Schedule C direct + indirect
Net wins YoY+36 won · 3 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical COTA STREET INVESTMENT MANAGEMENT plan look like?
Service mix · median fees per plan
Count of plans where COTA STREET INVESTMENT MANAGEMENT ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment managementCode 28 | 43 | $11,465 |
Competitor overlap
Percent of COTA STREET INVESTMENT MANAGEMENT's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under COTA STREET INVESTMENT MANAGEMENT.
| Sponsor | From | Assets |
|---|---|---|
WORLD INSURANCE ASSOCIATES LLCNJ · 453601219-001 | EPIC Retirement Plan Services | $149M |
THE FINWAY GROUPIA · 421468222-010 | (new plan) | $146M |
IMPROVING CORPORATE SERVICES, LLCTX · 853771438-001 | QDRO CONSULTANTS COMPANY, LLC | $96M |
LUND FOOD HOLDINGS, INC.MN · 411865892-001 | Empower | $79M |
LUND FOOD HOLDINGS, INC.MN · 411865892-004 | Empower | $66M |
THE FINWAY GROUP, LLCIA · 421468222-012 | (new plan) | $13M |
Plans lost in 2024
Appeared last year under COTA STREET INVESTMENT MANAGEMENT; not this year.
| Sponsor | To | Assets |
|---|---|---|
GHOST MANAGEMENT GROUP, LLCCA · 461522438-001 | Voya | $30M |
JANUS ET CIECA · 953150326-001 | Empower | $25M |
JG MEDIA, INC.TX · 203119317-001 | Empower | $5M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
SENECA FOODS CORPORATIONNY · 160733425-003 | $258M | 9,225 | $359,066 | 6y | 1 |
WORLD INSURANCE ASSOCIATES LLCNJ · 453601219-001 | $149M | 2,985 | $6,074 | 1y | 1 |
THE FINWAY GROUPIA · 421468222-010 | $146M | 6,773 | $44,984 | 1y | - |
WEBCOR CONSTRUCTION LP DBA WEBCOR BUILDERSCA · 208399744-001 | $134M | 780 | $20,742 | 4y | 1 |
IMPROVING CORPORATE SERVICES, LLCTX · 853771438-001 | $96M | 895 | $12,667 | 1y | - |
REEDSBURG AREA MEDICAL CENTER, INC.WI · 391091432-001 | $89M | 824 | $77,842 | 4y | - |
HUNT ELECTRIC CORPORATIONMN · 410888550-001 | $86M | 493 | $82,211 | 5y | - |
NORTH CLINIC, P.A. DBA VOYAGE HEALTHCAREMN · 410955922-001 | $82M | 325 | $4,939 | 4y | - |
LUND FOOD HOLDINGS, INC.MN · 411865892-001 | $79M | 779 | $18,171 | 1y | 1 |
RAHR CORPORATIONMN · 390556630-001 | $79M | 537 | $56,374 | 4y | - |
Flag exposure
93.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (6)
Raw Schedule C names collapsed into COTA STREET INVESTMENT MANAGEMENT.
- COTA STREET INV MNGT
- COTA STREET INV. MGMT
- COTA STREET INVESTMENT MANAGEMENT
- COTA STREET INVESTMENT MANGEMENT
- COTA STREET INVESTMENT MGMT
- COTA STREET INVESTMENT MGT
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for COTA STREET INVESTMENT MANAGEMENT's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 2.33% | 7.76% | -5.44 pp |
| Fidelity bond gap | 3 | 6.98% | 26.94% | -19.96 pp |
| Late contributions | 12 | 27.91% | 1.71% | +26.19 pp |
| Failed to provide benefit | 2 | 4.65% | 0.14% | +4.51 pp |
| Corrective distributions | 10 | 23.26% | 1.76% | +21.50 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with COTA STREET INVESTMENT MANAGEMENT. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Frequent partners by role
Who else shows up on COTA STREET INVESTMENT MANAGEMENT's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Bond Schoeneck & King PLLC | 1 | 2.3% |
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).