Capital Investment Advisors
advisor8 known aliases resolved via the canonical alias map
Market position · 2024
Plans served6-2 YoYRank #2454 of mapped providers
Assets under administration$35.1B0.0%Market share · rank #428
Fees received$187,560Median $29,944/planSum across Schedule C direct + indirect
Net wins YoY-21 won · 3 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Capital Investment Advisors plan look like?
Service mix · median fees per plan
Count of plans where Capital Investment Advisors ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management; Direct payment from the plan; Investment advisory (plan)Code 27 | 3 | $17,217 | |
Investment management fees paid directly by plan; Investment advisory (participants)Code 26 | 2 | $30,452 | |
Direct payment from the plan; Investment managementCode 28 | 1 | $42,670 |
Competitor overlap
Percent of Capital Investment Advisors's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Capital Investment Advisors.
| Sponsor | From | Assets |
|---|---|---|
DELTA AIR LINES, INC.GA · 580218548-004 | Financial Engines Advisors LLC | $19.0B |
Plans lost in 2024
Appeared last year under Capital Investment Advisors; not this year.
| Sponsor | To | Assets |
|---|---|---|
RALEIGH MEDICAL GROUP, P.A.NC · 561166754-001 | NWPS Inc. | $32M |
BUSINESS SOFTWARE, INC.GA · 591935198-001 | Level Four Advisory Services LLC | $26M |
NTIVA, INC.VA · 202106015-001 | Fidelity Investments | $15M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
DELTA AIR LINES, INC.GA · 580218548-004 | $19.0B | 112,027 | $48,999 | 1y | 1 |
DELTA AIR LINES, INC.GA · 580218548-014 | $15.9B | 17,776 | $11,905 | 2y | 1 |
MDRCNY · 237379473-002 | $65M | 523 | $17,217 | 6y | 1 |
MDRCNY · 237379473-001 | $47M | 475 | $12,783 | 6y | - |
COMMONWEALTH BANK OF AUSTRAILIANY · 132847964-002 | $32M | 173 | $53,986 | 2y | 1 |
RETIREMENT UNLIMITED, INC.VA · 541278450-001 | $13M | 1,452 | $42,670 | 4y | 1 |
Flag exposure
83.3%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (8)
Raw Schedule C names collapsed into Capital Investment Advisors.
- BANK AMERICA MERRILL LYNCH
- BANK LOANS PORTFOLIO
- BANK OF MARIN
- CAPITAL INVESTMENT ADVISORS
- CAPITAL INVESTMENT ADVISORS LLC
- CAPITAL INVESTMENT ADVISORS, INC.
- CAPITAL INVESTMENT ADVISORS, LLC
- CAPITAL INVESTMENT ADVISORY SERVICE
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Capital Investment Advisors's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 4 | 66.67% | 1.71% | +64.95 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 1 | 16.67% | 1.76% | +14.91 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Capital Investment Advisors. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Capital Investment Advisors's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| BDO | 2 | 33.3% |
| Pension Assurance LLP | 1 | 16.7% |