CAPITAL ANALYSTS
advisor15 known aliases resolved via the canonical alias map
Market position · 2024
Plans served6+1 YoYRank #2092 of mapped providers
Assets under administration$9.3B0.0%Market share · rank #1270
Fees received$103,245Median $12,757/planSum across Schedule C direct + indirect
Net wins YoY+24 won · 2 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical CAPITAL ANALYSTS plan look like?
Service mix · median fees per plan
Count of plans where CAPITAL ANALYSTS ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment advisory (plan); Consulting feesCode 27 | 4 | $10,105 | |
Investment advisory (participants)Code 26 | 2 | $30,705 |
Competitor overlap
Percent of CAPITAL ANALYSTS's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under CAPITAL ANALYSTS.
| Sponsor | From | Assets |
|---|---|---|
THE CLEVELAND CLINIC FOUNDATIONOH · 340714585-002 | Regal Investment Advisors | $9.2B |
AXPM DENTAL MANAGEMENT, LLCAR · 474279679-001 | Minnesota Life Insurance Company | $24M |
TAMR, INC.MA · 461611233-001 | Ascensus | $8M |
Plans lost in 2024
Appeared last year under CAPITAL ANALYSTS; not this year.
| Sponsor | To | Assets |
|---|---|---|
AUSTIN POWDER COMPANYOH · 340077750-012 | Arbor Point Advisors LLC | $132M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
THE CLEVELAND CLINIC FOUNDATIONOH · 340714585-002 | $9.2B | 86,817 | $14,055 | 3y | 1 |
AXPM DENTAL MANAGEMENT, LLCAR · 474279679-001 | $24M | 1,130 | $21,625 | 2y | 1 |
HAROLD BROTHERS MECHANICAL CONTRACTORS, INC.MA · 263189470-001 | $23M | 324 | $47,355 | 7y | - |
PEREGRINE PERMANENT MANAGEMENT, LLCCO · 571210920-001 | $13M | 407 | $0 | 1y | - |
TAMR, INC.MA · 461611233-001 | $8M | 111 | $8,752 | 1y | 2 |
PLIMOTH PATUXET MUSEUMS, INC.MA · 042210750-003 | $3M | 117 | $11,458 | 8y | - |
Flag exposure
100.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (15)
Raw Schedule C names collapsed into CAPITAL ANALYSTS.
- BALESTRA HART & SCHERER
- BALESTRA, HARR & SCHERER CPAS
- BALESTRA, HARR AND SCHERER, CPAS
- BALL & TANOURY
- CAPITAL ANALYST
- CAPITAL ANALYST INC
- CAPITAL ANALYSTS
- CAPITAL ANALYSTS INC
- CAPITAL ANALYSTS INC.
- CAPITAL ANALYSTS LLC
- CAPITAL ANALYSTS, INC
- CAPITAL ANALYSTS, INC.
- CAPITAL ANALYSTS, LLC
- CAPITAL ANALYSTS, LLC.
- RIA C/O CAPITAL ANALYSTS
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for CAPITAL ANALYSTS's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 2 | 33.33% | 1.71% | +31.62 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 2 | 33.33% | 1.76% | +31.57 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with CAPITAL ANALYSTS. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on CAPITAL ANALYSTS's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Meranze Katz & Gaudioso PC | 1 | 16.7% |