Cape Ann Global
advisor4 known aliases resolved via the canonical alias map
Market position · 2024
Plans served4-3 YoYRank #3154 of mapped providers
Assets under administration$13.1B0.0%Market share · rank #981
Fees received$1MMedian $170,119/planSum across Schedule C direct + indirect
Net wins YoY-30 won · 3 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Cape Ann Global plan look like?
Service mix · median fees per plan
Count of plans where Cape Ann Global ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management fees paid directly by plan; Investment managementCode 28 | 3 | $218,407 | |
Other feesCode 99 | 1 | $5,979 |
Competitor overlap
Percent of Cape Ann Global's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Cape Ann Global.
| Sponsor | From | Assets |
|---|
Plans lost in 2024
Appeared last year under Cape Ann Global; not this year.
| Sponsor | To | Assets |
|---|---|---|
LUMINIS HEALTH ANNE ARUNDEL MEDICAL CENTER, INC.MD · 521169362-001 | Boomershine Consulting Group LLC | $116M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
MAYO CLINICMN · 416011702-001 | $11.8B | 93,747 | $849,089 | 4y | - |
LEGACY HEALTHOR · 237426300-001 | $810M | 10,987 | $218,407 | 6y | - |
CONCORD HOSPITAL, INC.NH · 222594672-001 | $413M | 6,309 | $121,831 | 2y | - |
WOU HOLDINGS, INC.NH · 921339193-002 | $18M | 318 | $5,979 | 2y | 1 |
Flag exposure
75.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (4)
Raw Schedule C names collapsed into Cape Ann Global.
- CAPE ANN ASSET MANAGEMENT
- CAPE ANN CAPITAL, INC.
- CAPE ANN GLOBAL
- CAPE ANN GLOBAL DEVELOPING MARKETS
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Cape Ann Global's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 1 | 25.00% | 1.71% | +23.29 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 0 | 0.00% | 1.76% | -1.76 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Cape Ann Global. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Cape Ann Global's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| EY | 1 | 25.0% |