Brokers International Financial Services
broker5 known aliases resolved via the canonical alias map
Market position · 2024
Plans served3+2 YoYRank #2957 of mapped providers
Assets under administration$147M0.0%Market share · rank #5983
Fees received$30,594Median $9,250/planSum across Schedule C direct + indirect
Net wins YoY+33 won · 0 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Brokers International Financial Services plan look like?
Service mix · median fees per plan
Count of plans where Brokers International Financial Services ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment advisory (plan)Code 27 | 3 | $9,250 |
Competitor overlap
Percent of Brokers International Financial Services's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Brokers International Financial Services.
| Sponsor | From | Assets |
|---|---|---|
THE FINWAY GROUPIA · 421468222-010 | (new plan) | $146M |
PLEATCO HOLDINGS, LLCKY · 821884969-001 | (new plan) | $1M |
MCGILL RESTORATION, INC.NE · 470680058-001 | USI Advisors Inc. | $0 |
Plans lost in 2024
Appeared last year under Brokers International Financial Services; not this year.
| Sponsor | To | Assets |
|---|
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
THE FINWAY GROUPIA · 421468222-010 | $146M | 6,773 | $16,852 | 1y | - |
PLEATCO HOLDINGS, LLCKY · 821884969-001 | $1M | 91 | $4,492 | 3y | - |
MCGILL RESTORATION, INC.NE · 470680058-001 | $0 | 0 | $9,250 | 1y | 1 |
Flag exposure
100.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (5)
Raw Schedule C names collapsed into Brokers International Financial Services.
- ATLANTIS MANAGEMENT GROUP LLC
- ATLAS BROWN, INC.
- BROKERS INTERNATIONAL FINANCIAL SER
- BROKERS INTERNATIONAL FINANCIAL SRV
- BROKERS INTL
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Brokers International Financial Services's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 33.33% | 7.76% | +25.57 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 0 | 0.00% | 1.71% | -1.71 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 0 | 0.00% | 1.76% | -1.76 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Brokers International Financial Services. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Brokers International Financial Services's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Cerity Partners | 1 | 33.3% |
| COTA STREET INVESTMENT MANAGEMENT | 1 | 33.3% |
| The Finway Group | 1 | 33.3% |
| USI Advisors Inc. | 1 | 33.3% |
| World Investment Advisors LLC | 1 | 33.3% |