Baron Capital Management Inc.
advisor17 known aliases resolved via the canonical alias map
Market position · 2024
Plans served17-1 YoYRank #982 of mapped providers
Assets under administration$63.4B0.1%Market share · rank #249
Fees received$4MMedian $7,138/planSum across Schedule C direct + indirect
Net wins YoY+03 won · 3 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Baron Capital Management Inc. plan look like?
Service mix · median fees per plan
Count of plans where Baron Capital Management Inc. ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management; Shareholder servicing feesCode 28 | 7 | $205,230 | |
Employee (plan)Code 30 | 3 | $74,500 | |
Sub-transfer agency feesCode 60 | 3 | $0 | |
Investment management fees paid directly by plan; Investment advisory (plan)Code 27 | 1 | $0 | |
Other fees; Other servicesCode 49 | 1 | $7,138 | |
Investment management fees paid directly by planCode 51 | 1 | $124,761 | |
Investment management fees paid indirectly by planCode 52 | 1 | $0 |
Competitor overlap
Percent of Baron Capital Management Inc.'s plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Baron Capital Management Inc..
| Sponsor | From | Assets |
|---|
Plans lost in 2024
Appeared last year under Baron Capital Management Inc.; not this year.
| Sponsor | To | Assets |
|---|
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
CVS HEALTH CORPORATIONRI · 050494040-017 | $30.1B | 385,927 | $1M | 4y | 1 |
BOARD OF TRUSTEES OF 1199SEIU HEALTH CARE EMPLOYEES PENSION FUNDNY · 133604862-001 | $16.9B | 296,800 | $0 | 4y | - |
TRUSTEES OF UFCW INT'L UNION - INDUSTRY PENSION FUNDIL · 516055922-001 | $8.2B | 204,155 | $1M | 9y | - |
PENSION COMMITTEE OF MLB PLAYERS BENEFIT PLANMD · 510185287-001 | $4.8B | 10,051 | $1M | 10y | - |
CONTINENTAL CASUALTY COMPANYIL · 362114545-001 | $849M | 5,741 | $0 | 5y | - |
IBEW LOCAL 1249 PENSION FUND BOARD OF TRUSTEESNY · 156035161-001 | $665M | 5,077 | $64,751 | 4y | - |
TRUSTEES OF TEAMSTERS UNION NO. 142 PENSION FUNDIN · 516051034-001 | $639M | 6,610 | $98,952 | 10y | - |
JOINT GOV. COMM. PLUMBERS AND PIPEFITTERS LOCAL UNION NO. 525NV · 886003864-001 | $455M | 3,727 | $124,761 | 6y | - |
CITRIN COOPERMAN ADVISORS LLCNY · 872525370-001 | $370M | 2,909 | $0 | 1y | 1 |
ROOFERS LOCAL 149 PENSION FUNDMI · 381425819-001 | $334M | 2,553 | $205,230 | 10y | - |
Flag exposure
88.2%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (17)
Raw Schedule C names collapsed into Baron Capital Management Inc..
- AMY SERWINOWSKI
- AMY SUFFECOOL
- AMY VOLOCHATI
- AMY WHITE
- AMY WHITNEY
- AN AMERICAN COMPANY
- ANA ECHEVARRIA
- BARON
- BARON CAPITAL
- BARON CAPITAL MANAGEMENT
- BARON CAPITAL MANAGEMENT INC
- BARON CAPITAL MANAGEMENT INC.
- BARON CAPITAL MANAGEMENT, INC
- BARON CAPITAL MANAGEMENT, INC.
- BARON CAPITAL, INC.
- BARON CAPTIAL MANAGEMENT
- BARON FUNDS
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Baron Capital Management Inc.'s book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 5.88% | 7.76% | -1.88 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 1 | 5.88% | 1.71% | +4.17 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 2 | 11.76% | 1.76% | +10.01 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Baron Capital Management Inc.. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Baron Capital Management Inc.'s plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Arnold & Kadjan LLP | 1 | 5.9% |
| Asher Gittler & D'Alba Ltd | 1 | 5.9% |
| Asher Kelly | 1 | 5.9% |
| Barnes & Thornburg LLP | 1 | 5.9% |
| Blitman & King LLP | 1 | 5.9% |
| Bredhoff & Kaiser PLLC | 1 | 5.9% |
| Brownstein Hyatt Farber Schreck LLP | 1 | 5.9% |
| Colleran O'Hara & Mills LLP | 1 | 5.9% |
| Jacob, Burns, Orlove & Hernandez | 1 | 5.9% |
| Jones Walker LLP | 1 | 5.9% |