Avantax Advisory Services
advisor16 known aliases resolved via the canonical alias map
Market position · 2024
Plans served18Rank #962 of mapped providers
Assets under administration$8.7B0.0%Market share · rank #1372
Fees received$805,720Median $32,050/planSum across Schedule C direct + indirect
Net wins YoY+05 won · 5 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Avantax Advisory Services plan look like?
Service mix · median fees per plan
Count of plans where Avantax Advisory Services ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment advisory (plan); Direct payment from the planCode 27 | 14 | $32,050 | |
Investment management; Securities brokerage; Investment management fees paid directly by planCode 28 | 2 | $49,241 | |
Investment advisory (participants); Direct payment from the planCode 26 | 1 | $110,682 | |
Other servicesCode 49 | 1 | $10,660 |
Competitor overlap
Percent of Avantax Advisory Services's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Avantax Advisory Services.
| Sponsor | From | Assets |
|---|---|---|
BOARD OF TRUSTEES OF PENSION FUNDNJ · 131982707-001 | UNITED ACTUARIAL SERVICES | $534M |
CENTER FOR ORGAN RECOVERY & EDUCATIONPA · 251332885-001 | Stratos Wealth Advisors | $35M |
BOARD OF TRUSTEES OF ALLIED SECURITY PENSION FUNDNY · 112528660-001 | Amalgamated Bank | $4M |
ENCORE OILFIELD SERVICESTX · 510662514-001 | (new plan) | $0 |
Plans lost in 2024
Appeared last year under Avantax Advisory Services; not this year.
| Sponsor | To | Assets |
|---|---|---|
CAJUN INDUSTRIES HOLDINGS, LLCLA · 205899788-001 | Avantax Investment Services | $49M |
FRANKLIN MANAGEMENT, INC.KY · 460811690-001 | Transamerica | $15M |
SOUTHERN STAR, INC.OK · 731557611-001 | (new plan) | $9M |
MEDICAL ASSETS HOLDING COMPANY, LLCAR · 710820452-001 | (new plan) | $4M |
VENUS CONSTRUCTION COMPANYTX · 751590186-001 | (new plan) | $3M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
SOUTHERN CALIFORNIA PERMANENTE MEDICAL GROUPCA · 951750445-008 | $7.9B | 12,335 | $110,682 | 6y | 1 |
BOARD OF TRUSTEES OF PENSION FUNDNJ · 131982707-001 | $534M | 4,874 | $10,660 | 1y | - |
GRASSLAND DAIRY PRODUCTS, INC.WI · 390856188-001 | $59M | 604 | $119,869 | 5y | - |
BOGUSH INC.NJ · 222086018-001 | $37M | 243 | $48,037 | 3y | 1 |
CENTER FOR ORGAN RECOVERY & EDUCATIONPA · 251332885-001 | $35M | 301 | $10,000 | 1y | - |
HELWIG CARBON PRODUCTS, INC.WI · 390342040-001 | $33M | 319 | $20,816 | 5y | - |
VIEMED, INC.LA · 384052008-001 | $25M | 1,253 | $66,214 | 2y | - |
THE YAFFE COMPANIES, INCORPORATEDOK · 731535466-003 | $19M | 301 | $91,551 | 3y | 2 |
WILLMAR ELECTRIC SERVICE CORP.MN · 205963761-001 | $18M | 225 | $31,227 | 2y | - |
TEAM SLEDD, LLCWV · 844141833-001 | $15M | 234 | $38,707 | 3y | - |
Flag exposure
77.8%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (16)
Raw Schedule C names collapsed into Avantax Advisory Services.
- ADVANTAX ADVISORY SERVICES
- ADVANTAX ADVISORY SERVICES INC
- AMERICAN ARBITRATIONASSOCIATION
- AMERICAN ASSESSMENTS INC
- AMERICAN BAKERS ASSOCIATION
- AVANTAX ADVISORY SERVICE
- AVANTAX ADVISORY SERVICE, INC
- AVANTAX ADVISORY SERVICE, INC.
- AVANTAX ADVISORY SERVICES
- AVANTAX ADVISORY SERVICES INC
- AVANTAX ADVISORY SERVICES INC D
- AVANTAX ADVISORY SERVICES INC.
- AVANTAX ADVISORY SERVICES, INC
- AVANTAX ADVISORY SERVICES, INC.
- AVANTAX ADVISORY SRVC
- AVANTAX ADVISORY SRVC (1ST GLOBAL)
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Avantax Advisory Services's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 5.56% | 7.76% | -2.21 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 5 | 27.78% | 1.71% | +26.06 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 4 | 22.22% | 1.76% | +20.46 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Avantax Advisory Services. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Avantax Advisory Services's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Gould Kobrick & Schlapp PC | 2 | 11.1% |
| Barnes, Iaccarino & Sheperd LLP | 1 | 5.6% |
| Ellenoff Grossman & Schole LLP | 1 | 5.6% |
| Spivak Lipton LLP | 1 | 5.6% |