Audax
advisor36 known aliases resolved via the canonical alias map
Market position · 2024
Plans served11Rank #1388 of mapped providers
Assets under administration$74.2B0.1%Market share · rank #197
Fees received$12MMedian $166,610/planSum across Schedule C direct + indirect
Net wins YoY+13 won · 2 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Audax plan look like?
Service mix · median fees per plan
Count of plans where Audax ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management; Direct payment from the planCode 28 | 8 | $149,248 | |
Direct payment from the plan; Copying and duplicatingCode 36 | 1 | $24,459 | |
Investment management fees paid directly by planCode 51 | 1 | $212,539 | |
Investment management fees paid indirectly by planCode 52 | 1 | $4,627,079 |
Competitor overlap
Percent of Audax's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Audax.
| Sponsor | From | Assets |
|---|---|---|
CARPENTERS PENSION TRUST FUND FOR NORTHERN CALIFORNIACA · 946050970-001 | EntrustPermal | $6.0B |
CARPENTERS ANNUITY TRUST FUND FOR NORTHERN CALIFORNIACA · 946534591-001 | Post Advisory Group | $3.3B |
BD OF TRUSTEES SHEET METAL WORKERS LOCAL UNION NO. 292 ANNUITY FUNDMI · 383204600-001 | American Graphics Printing Co. | $37M |
Plans lost in 2024
Appeared last year under Audax; not this year.
| Sponsor | To | Assets |
|---|---|---|
BOARD OF TRUSTEES ARIZONA SHEET METAL PENSION TRUST FUNDAZ · 866069718-001 | Wellington Trust Company | $96M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
WESTERN CONFERENCE OF TEAMSTERS PENSION TRUST FUND BOARD OF TRUSTEESWA · 916145047-001 | $56.4B | 639,222 | $9M | 10y | - |
CARPENTERS PENSION TRUST FUND FOR NORTHERN CALIFORNIACA · 946050970-001 | $6.0B | 50,363 | $131,886 | 1y | - |
CARPENTERS ANNUITY TRUST FUND FOR NORTHERN CALIFORNIACA · 946534591-001 | $3.3B | 64,255 | $53,666 | 1y | - |
FACTORY MUTUAL INSURANCE COMPANYRI · 050316605-001 | $3.0B | 8,907 | $417,916 | 4y | - |
PENSION COMMITTEE UNDER TWIN CITY HOSPITALS - MINNESOTA NURSESMN · 416184922-001 | $2.4B | 33,805 | $1M | 2y | - |
AARPDC · 951985500-001 | $1.6B | 5,813 | $166,610 | 2y | - |
KALEIDA HEALTH CORPORATE BENEFITSNY · 161533232-001 | $852M | 10,654 | $602,798 | 2y | - |
WELLMARK, INC.IA · 352772844-001 | $235M | 2,700 | $81,013 | 2y | - |
B OF T IBEW LOCAL 640 & AZ CHAPTER NECA DB PENSION PLANAZ · 860323980-001 | $229M | 4,507 | $212,539 | 4y | - |
BOARD OF TRUSTEES, IBEW LOCAL 952 VENTURA DIVISIONCA · 956397996-001 | $130M | 877 | $33,045 | 7y | - |
Flag exposure
81.8%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (36)
Raw Schedule C names collapsed into Audax.
- AMEGY INV. INC.
- AMEGY INVESTMENT INC
- AMEGY INVESTMENTS
- AMEGY INVESTMENTS INC
- AMEGY INVESTMENTS INC.
- AMEGY INVESTMENTS, INC
- AMEGY INVESTMENTS, INC.
- AMEICAN CENTURY
- AMEICAN GRAPHICS PRINTING
- AMEICAN UNITED LIFE INSURANCE CO
- AMENTAS LIFE INSURANCE CORP
- AMER BEACON SMCP VAL INV
- AMER CENT DISC GROWTH INV
- AMER CENT FUNDS
- AMER CENTURY
- AMER CENTURY FUNDS
- AUDAX
- AUDAX CAPITAL PARTMERS
- AUDAX CAPITAL PARTNERS
- AUDAX CREDIT OPPORTUNITIES BUSINESS
- AUDAX DIRECT LENDING SOLUTIONS FUND
- AUDAX MANAGEMENT CO
- AUDAX MANAGEMENT CO LLC
- AUDAX MANAGEMENT CO. LLC
- AUDAX MANAGEMENT COMPANY
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Audax's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 0 | 0.00% | 1.71% | -1.71 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 0 | 0.00% | 1.76% | -1.76 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Audax. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Audax's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Kraw & Kraw Law Group | 2 | 18.2% |
| Weinberg, Roger & Rosenfeld | 2 | 18.2% |
| Baldwin Moffitt Behm LLP | 1 | 9.1% |
| Barlow Coughran Morales & Josephson | 1 | 9.1% |
| Gilbert & Sackman | 1 | 9.1% |
| Groom Law Group, Chartered | 1 | 9.1% |
| Kelley Law Group | 1 | 9.1% |
| Morgan Lewis & Bockius LLP | 1 | 9.1% |
| O'Donoghue & O'Donoghue LLP | 1 | 9.1% |
| Trucker Huss | 1 | 9.1% |