Associated Trust Company, N.A.
trustee20 known aliases resolved via the canonical alias map
Market position · 2024
Plans served131-6 YoYRank #163 of mapped providers
Assets under administration$42.2B0.1%Market share · rank #369
Fees received$11MMedian $55,429/planSum across Schedule C direct + indirect
Net wins YoY-67 won · 13 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Associated Trust Company, N.A. plan look like?
Service mix · median fees per plan
Count of plans where Associated Trust Company, N.A. ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Trustee (discretionary); Sub-transfer agency fees; Investment management; Direct payment from the plan; Participant communication; Consulting fees; Recordkeeping and information management (computing, tabulating, data processing, etc.); Consulting (pension); Participant loan processing; Investment management fees paid directly by plan; Recordkeeping feesCode 15 | 116 | $55,399 | |
Recordkeeping fees; Contract Administrator; Direct payment from the planCode 13 | 6 | $89,569 | |
Custodial (securities); Direct payment from the planCode 19 | 2 | $85,030 | |
Investment advisory (plan); Direct payment from the planCode 27 | 2 | $44,705 | |
Consulting (general)Code 16 | 1 | $85,000 | |
Participant communication; Trustee (directed); Investment management fees paid directly by plan; Investment advisory (plan); Direct payment from the plan; Recordkeeping fees; Investment management; Participant loan processing; Consulting (pension); Consulting feesCode 17 | 1 | $0 | |
Trustee (bank, trust company, or similar financial institution); Investment advisory (plan)Code 21 | 1 | $28,141 | |
Direct payment from the plan; Investment advisory (participants)Code 26 | 1 | $19,104 |
Competitor overlap
Percent of Associated Trust Company, N.A.'s plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Associated Trust Company, N.A..
| Sponsor | From | Assets |
|---|---|---|
VERIZON COMMUNICATIONS INC.NJ · 232259884-102 | Boston Partners Global Investors | $29.4B |
VERIZON COMMUNICATIONS INC.NJ · 232259884-004 | KPMG | $3.4B |
FPI MANAGEMENT, INC.CA · 680217638-002 | Nationwide | $23M |
ASPIRO, INC.WI · 390987024-002 | Mutual of America | $8M |
LEE BEVERAGE OF WISCONSIN, LLCWI · 391998988-002 | Goldpoint Partners | $7M |
MAXUS OPERATIONS, LLCWI · 462715562-001 | Lincoln Financial | $3M |
Plans lost in 2024
Appeared last year under Associated Trust Company, N.A.; not this year.
| Sponsor | To | Assets |
|---|---|---|
PARAMEDICS LOGISTICS OPERATING COMPANY, LLCTX · 824239883-003 | Sentinel Pension LLC | $45M |
PROFESSIONAL SERVICES GROUP, INC.WI · 391442732-002 | July Business Services | $15M |
PACKER CITY INTERNATIONAL TRUCKS, INC.WI · 391413893-001 | Empower | $12M |
P & S INVESTMENT COMPANY, INC.WI · 391372431-002 | Global Retirement Partners LLC | $10M |
HOLTON BROTHERS, INC.WI · 391199866-001 | Morgan Stanley | $9M |
QUALITY TRUCK CARE CENTER, INC.WI · 391751685-001 | Alerus Financial | $8M |
MARLING LUMBER COMPANYWI · 390452030-001 | (new plan) | $5M |
ELIZABETH RESIDENCE, INC.WI · 392024850-001 | (new plan) | $4M |
CENTER FOR PREVENTION OF ABUSEIL · 371037950-001 | (new plan) | $1M |
OSBORN LLCIN · 830905279-010 | (new plan) | $338,166 |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
VERIZON COMMUNICATIONS INC.NJ · 232259884-102 | $29.4B | 119,145 | $80,342 | 6y | - |
VERIZON COMMUNICATIONS INC.NJ · 232259884-004 | $3.4B | 15,222 | $9,068 | 3y | - |
JOINT BOARD OF TRUSTEES OF NORTH CENTRAL STATES REGIONAL COUNCIL OFWI · 396079856-001 | $1.8B | 18,092 | $102,623 | 7y | - |
ASSOCIATED BANC-CORPWI · 391098068-002 | $866M | 6,151 | $298,197 | 10y | 1 |
BELLIN HEALTH SYSTEMS, INC.WI · 391512904-002 | $757M | 6,945 | $0 | 9y | 1 |
ASSOCIATED BANC-CORPWI · 391098068-001 | $482M | 5,883 | $680,463 | 10y | - |
JOINT BOARD OF TRUSTEES OF NORTH CENTRAL STATES REGIONAL COUNCIL OFWI · 800234499-001 | $378M | 11,776 | $386,287 | 2y | - |
GREEN BAY PACKAGING, INC.WI · 390783183-015 | $320M | 1,805 | $34,245 | 10y | 1 |
WPS INSURANCE CORPORATIONWI · 391268299-003 | $317M | 2,965 | $67,436 | 10y | - |
BAYCARE CLINIC, L.L.P.WI · 391943214-001 | $316M | 1,288 | $292,438 | 10y | 2 |
Flag exposure
84.7%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (20)
Raw Schedule C names collapsed into Associated Trust Company, N.A..
- ALTERNATIVE INVESTMENT GROUPS LLC
- ALTERNATIVE INVESTMENT GROUPS, LLC
- ALTERNATIVE INVESTMENTS GROUP
- ALTERNATIVES
- ALTERNATIVESOFT
- ALTERNATIVESOFT AG
- ALTERNIATIVE INVESTMENT GROUPS, LLC
- ASSOCIATED TRUST CO
- ASSOCIATED TRUST COMPANY
- ASSOCIATED TRUST COMPANY N.A
- ASSOCIATED TRUST COMPANY N.A.
- ASSOCIATED TRUST COMPANY NA
- ASSOCIATED TRUST COMPANY, N.A
- ASSOCIATED TRUST COMPANY, N.A.
- ASSOCIATED TRUST COMPANY, N/A.
- ASSOCIATED TRUST COMPANY, NA
- ASSOCIATED TRUST, N.A.
- ASSOCIATES IN EXCELLENCE
- ASSOCIATES IN EXCELLENCE DBA
- ASSOCIATES IN EXCELLENCE DBA CETERA
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Associated Trust Company, N.A.'s book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 1 | 0.76% | 7.76% | -7.00 pp |
| Fidelity bond gap | 4 | 3.05% | 26.94% | -23.89 pp |
| Late contributions | 30 | 22.90% | 1.71% | +21.19 pp |
| Failed to provide benefit | 1 | 0.76% | 0.14% | +0.62 pp |
| Corrective distributions | 58 | 44.27% | 1.76% | +42.52 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Associated Trust Company, N.A.. Compare to the incumbent market share (0.2%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.2 pp vs incumbent
Frequent partners by role
Who else shows up on Associated Trust Company, N.A.'s plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Abel Noser LLC | 2 | 1.5% |
| Aon | 2 | 1.5% |
| ASB Capital Management | 2 | 1.5% |
| Bloomberg LP | 2 | 1.5% |
| DONNELLEY FINANCIAL SOLUTIONS | 2 | 1.5% |
| Milliman | 2 | 1.5% |
| Segal Marco Advisors | 2 | 1.5% |
| Wilson McShane Corporation | 2 | 1.5% |
| AllianceBernstein | 1 | 0.8% |
| Alliance Pension Consultants LLC | 1 | 0.8% |
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).