Annex Wealth Management LLC
advisor8 known aliases resolved via the canonical alias map
Market position · 2024
Plans served10Rank #1593 of mapped providers
Assets under administration$282M0.0%Market share · rank #5258
Fees received$404,857Median $38,452/planSum across Schedule C direct + indirect
Net wins YoY+02 won · 2 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Annex Wealth Management LLC plan look like?
Service mix · median fees per plan
Count of plans where Annex Wealth Management LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management fees paid directly by plan; Investment advisory (plan)Code 27 | 5 | $44,195 | |
Trustee (bank, trust company, or similar financial institution); Consulting (pension); Recordkeeping fees; Other fees; Recordkeeping and information management (computing, tabulating, data processing, etc.); Direct payment from the plan; Consulting fees; Other servicesCode 15 | 2 | $34,031 | |
Other feesCode 99 | 2 | $34,882 | |
Investment management; Investment management fees paid directly by planCode 28 | 1 | $32,350 |
Competitor overlap
Percent of Annex Wealth Management LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Annex Wealth Management LLC.
| Sponsor | From | Assets |
|---|---|---|
VRAKAS SCWI · 391453055-002 | (new plan) | $34M |
THE MIDDLEFIELD BANKING COMPANYOH · 340399850-001 | Global Retirement Partners LLC | $18M |
Plans lost in 2024
Appeared last year under Annex Wealth Management LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
FCA, LLCIL · 264300900-001 | Anderson, Lower, Whitlow, PC | $19M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
EPPSTEIN UHEN ARCHITECTS, INC.WI · 391370336-001 | $51M | 336 | $51,878 | 8y | 1 |
KAPUR & ASSOCIATES, INC.WI · 391420448-001 | $45M | 433 | $69,974 | 7y | - |
BADER RUTTER & ASSOCIATES, INC.WI · 391184935-001 | $35M | 335 | $44,195 | 4y | - |
VRAKAS SCWI · 391453055-002 | $34M | 123 | $57,695 | 1y | 1 |
SUBURBAN ENTERPRISES, INC.WI · 391186528-001 | $27M | 265 | $32,350 | 8y | - |
ELKAY INTERIOR SYSTEMS INTERNATIONAL, INC.WI · 371843158-001 | $25M | 285 | $23,948 | 3y | 1 |
DEDICATED COMPUTING LLCWI · 204600479-001 | $19M | 264 | $34,882 | 8y | - |
GOOD KARMA BROADCASTING, LLCWI · 391912697-001 | $19M | 565 | $42,022 | 8y | 1 |
THE MIDDLEFIELD BANKING COMPANYOH · 340399850-001 | $18M | 293 | $26,040 | 1y | - |
NABCO ENTRANCES, INC.WI · 391128124-001 | $10M | 212 | $21,873 | 2y | - |
Flag exposure
70.0%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (8)
Raw Schedule C names collapsed into Annex Wealth Management LLC.
- ALDEN INVESTMENT ADVISORS, LLC
- ALDEN MANAGEMENT SERVICES INC
- ALDERICH CPAS AND ADVISORS, LLP
- ANNEX WEALTH MANAGEMENT
- ANNEX WEALTH MANAGEMENT .00 LLC
- ANNEX WEALTH MANAGEMENT LLC
- ANNEX WEALTH MANAGEMENT, LLC
- THE ALDEN GROUP
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Annex Wealth Management LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 3 | 30.00% | 1.71% | +28.29 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 1 | 10.00% | 1.76% | +8.24 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Annex Wealth Management LLC. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on Annex Wealth Management LLC's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Sikich | 2 | 20.0% |
| Ebelhar Whitehead CPAs | 1 | 10.0% |
| Reilly Penner & Benton LLP | 1 | 10.0% |
| Vrakas CPAs + Advisors | 1 | 10.0% |