Ameriprise Financial
advisor81 known aliases resolved via the canonical alias map
Market position · 2024
Plans served286Rank #76 of mapped providers
Assets under administration$9.4B0.0%Market share · rank #1248
Fees received$9MMedian $21,506/planSum across Schedule C direct + indirect
Net wins YoY+162 won · 61 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Ameriprise Financial plan look like?
Service mix · median fees per plan
Count of plans where Ameriprise Financial ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Shareholder servicing fees; Investment advisory (plan); Investment managementCode 27 | 81 | $23,453 | |
Other commissionsCode 55 | 76 | $22,035 | |
Other services; Other fees; Other commissionsCode 49 | 56 | $10,627 | |
Trustee (bank, trust company, or similar financial institution); Recordkeeping fees; Other fees; Recordkeeping and information management (computing, tabulating, data processing, etc.); Direct payment from the plan; Other servicesCode 15 | 21 | $18,655 | |
Shareholder servicing fees; Investment advisory (participants); Investment managementCode 26 | 20 | $21,926 | |
Shareholder servicing fees; Investment managementCode 28 | 8 | $446 | |
Investment advisory (plan); Consulting (general)Code 16 | 7 | $23,042 | |
Investment advisory (participants); Consulting (general); Trustee (individual); Contract Administrator; Trustee (bank, trust company, or similar financial institution); Custodial (other than securities); Accounting (including auditing); Insurance agents and brokers; Investment advisory (plan); Claims processing; Trustee (discretionary); Plan Administrator; Custodial (securities); Actuarial; Investment management; Consulting (pension); Trustee (directed); Insurance services; Recordkeeping and information management (computing, tabulating, data processing, etc.); LegalCode 10 | 6 | $13,245 |
Competitor overlap
Percent of Ameriprise Financial's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Ameriprise Financial.
| Sponsor | From | Assets |
|---|---|---|
MCCORMICK, BARSTOW, SHEPPARD, WAYTE & CARRUTH, LLPCA · 941262506-005 | Carlson Quinn & Associates | $114M |
J M SMITH CORPORATIONSC · 570276334-001 | Fidelity Investments | $100M |
DERRICK CORPORATIONNY · 160847196-001 | LPL Financial | $96M |
PLAN FIDUCIARY SERVICES, INC.FL · 273523833-009 | Cetera Advisor Networks LLC | $77M |
JOHNSON & JORDAN, INC.ME · 010466450-003 | Infinex Investments, Inc. | $63M |
INFRASTRUCTURE CONSULTING & ENGINEERING, PLLCSC · 453175330-001 | Fidelity Investments | $56M |
BELDEN HOLDING AND ACQUISITION COMPANYOH · 203803300-001 | LPL Financial | $53M |
RIDGEVIEW INDUSTRIES, INC.MI · 382736877-001 | AMPF Holding Corporation | $48M |
BETTS INDUSTRIES, INC.PA · 250928077-002 | LPL Financial | $46M |
ROBINSON FANS HOLDINGS, INC.PA · 263885665-002 | LPL Financial | $42M |
Plans lost in 2024
Appeared last year under Ameriprise Financial; not this year.
| Sponsor | To | Assets |
|---|---|---|
SHARP REES-STEALY MEDICAL GROUP, INC.CA · 330106028-001 | NWPS Inc. | $265M |
SHARP REES-STEALY MEDICAL GROUP, INC.CA · 330106028-002 | NWPS Inc. | $215M |
CEMEX, INC.TX · 720296500-003 | Milliman | $188M |
TABOR ACADEMYMA · 042103632-002 | TIAA | $61M |
ORTHOARKANSAS, P.A.AR · 710485626-001 | CORRELL CO. | $59M |
TRI CITY BANKSHARES CORPORATIONWI · 391158740-002 | Empower | $33M |
INSURANCE TECHNOLOGIES, LLCCO · 203587415-001 | WTW | $27M |
KLAS ENTERPRISES, LLCUT · 860878379-001 | Gallacher Benefits Services Inc | $23M |
REVERE PLASTICS SYSTEMS, LLCOH · 203851963-001 | Fidelity Investments | $22M |
TAO GROUP OPERATING, LLCNV · 814574674-001 | Transamerica | $19M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANYIA · 420127290-334 | $651M | 163,954 | $148,953 | 3y | 2 |
PLAN PROFESSIONALS, LLCNJ · 853213245-002 | $611M | 19,193 | $1,046 | 1y | 2 |
OBERLIN COLLEGEOH · 340714363-001 | $529M | 2,510 | $1,528 | 5y | - |
PLAN PROFESSIONALS, LLCNJ · 853213245-310 | $466M | 51,743 | $10,884 | 2y | 2 |
STANDARDAERO BUSINESS AVIATION SERVICES, INC.AZ · 521956503-001 | $364M | 5,067 | $33,000 | 4y | - |
BOARD OF TRUSTEES AGC-IUOE LOCAL OF AGC-IUOE LOCAL 701 PENSION TRUSTWA · 936075580-001 | $358M | 5,157 | $46,895 | 10y | - |
TELADOC HEALTH, INC.NY · 043705970-001 | $306M | 4,533 | $221,140 | 10y | 2 |
ONTO INNOVATION, INC.NJ · 942276314-002 | $264M | 1,396 | $214,988 | 5y | 2 |
BANK OF CHINANY · 133090509-001 | $170M | 1,210 | $218,129 | 10y | 1 |
DEFINED CONTRIB PL, AGC-IUOE LOCAL 701 PENSION TRUST FUND TRUSTEESWA · 936075580-002 | $157M | 4,923 | $14,647 | 5y | - |
Flag exposure
84.3%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (81)
Raw Schedule C names collapsed into Ameriprise Financial.
- AGC ASSOCIATES, INC.
- AGC BOSS
- AGC GEORGIA
- AGC HOUSTON CHAPTER
- AGC-IUOE LOCAL 701 TRAINING TRUST
- AGCSD
- AGE WAVE
- AGENCE FRANCE PRESSE
- AGENCE FRANCE-PRESSE
- AGENCY TRADING GROUP
- AGENT TRUST & COMPANY
- AGF ADVISORS
- AGF INVESTMENT AMERICA INC
- AGF INVESTMENTS AMERICA
- AGF INVESTMENTS AMERICA INC
- AGFIQ
- AGGREGATE RETIREMENT SOL
- AGGREGATE RETIREMENT SV
- AGGREGATE RETIREMENT SVC
- AGGREGATED RETIREMENT SE
- AGGREGATED RETIREMENT SOLUTIONS
- AGGREGATED RETIREMENT SV
- AGRIINVEST
- AGS CUSTOM GRAPHICS
- AGS HEALTHCARE SYSTEMS
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Ameriprise Financial's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 6 | 2.10% | 7.76% | -5.66 pp |
| Fidelity bond gap | 20 | 6.99% | 26.94% | -19.95 pp |
| Late contributions | 77 | 26.92% | 1.71% | +25.21 pp |
| Failed to provide benefit | 6 | 2.10% | 0.14% | +1.96 pp |
| Corrective distributions | 81 | 28.32% | 1.76% | +26.56 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Ameriprise Financial. Compare to the incumbent market share (0.4%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.4 pp vs incumbent
Frequent partners by role
Who else shows up on Ameriprise Financial's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Barlow Coughran Morales & Josephson | 1 | 0.3% |
| Buckler McKenney & Nadzadi PC | 1 | 0.3% |
| Chance Gay & Cieglo PLLC | 1 | 0.3% |
| Fenner Melstrom & Dooling PLC | 1 | 0.3% |
| Harvey & Martin PLLC | 1 | 0.3% |
| Jackson Lewis P.C. | 1 | 0.3% |
| Law Office of Robert J. Toth, Jr. | 1 | 0.3% |
| Thorsen, Breidinger & Novak, PA | 1 | 0.3% |
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).