American Funds
recordkeeper77 known aliases resolved via the canonical alias map
Market position · 2024
Plans served173-6 YoYRank #122 of mapped providers
Assets under administration$17.9B0.0%Market share · rank #739
Fees received$708,976Median $0/planSum across Schedule C direct + indirect
Net wins YoY+033 won · 33 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical American Funds plan look like?
Service mix · median fees per plan
Count of plans where American Funds ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Shareholder servicing fees; Investment managementCode 28 | 126 | $0 | |
Shareholder servicing fees; Recordkeeping fees; Trustee (directed); Other services; Distribution (12b-1) fees; Investment advisory (plan); Float revenue; Trustee (bank, trust company, or similar financial institution); Direct payment from the plan; Participant communication; Participant loan processing; Investment management fees paid indirectly by plan; Investment management; Recordkeeping and information management (computing, tabulating, data processing, etc.); Account maintenance fees; Redemption feesCode 15 | 22 | $1,908 | |
Sub-transfer agency fees; Investment management fees paid indirectly by planCode 52 | 7 | $0 | |
Recordkeeping and information management (computing, tabulating, data processing, etc.); Contract AdministratorCode 13 | 3 | $16,504 | |
Recordkeeping feesCode 64 | 3 | $0 | |
Recordkeeping fees; Contract Administrator; Consulting (general); Participant loan processing; Claims processing; Consulting (pension); Copying and duplicating; Participant communication; Recordkeeping and information management (computing, tabulating, data processing, etc.)Code 12 | 2 | $1,813 | |
Trustee (bank, trust company, or similar financial institution); Custodial (securities); Other feesCode 19 | 2 | $18,269 | |
Sub-transfer agency feesCode 60 | 2 | $0 |
Competitor overlap
Percent of American Funds's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under American Funds.
| Sponsor | From | Assets |
|---|---|---|
FRONTIER COMMUNICATIONS PARENT, INC.CT · 862359749-001 | JPMorgan Chase | $2.4B |
OLD DOMINION FREIGHT LINE, INC.NC · 560751714-002 | Cowen & Company LLC | $2.4B |
DINE' DEVELOPMENT CORPORATIONAZ · 770651649-001 | John Hancock | $42M |
WOHLSEN CONSTRUCTION COMPANYPA · 231542546-005 | Stifel Nicolaus & Company, Inc. | $32M |
ENVISION AESC US, LLCTN · 352605044-001 | T. Rowe Price | $30M |
FIVE STAR BANKCA · 680440105-001 | (new plan) | $20M |
HIGH COUNTRY BEVERAGE CORPORATIONCO · 841341843-001 | Great Banc Trust Company | $19M |
PEORIA CHAPTER OF THE LOCAL NO. 6 OF IL INTL UNION OF BRICKLAYERSIL · 376058341-001 | Alliance Benefit Group of Houston | $17M |
STRATA PRODUCTS WORLDWIDE LLCGA · 261736531-001 | T. Rowe Price | $13M |
GEO-HYDRO ENGINEERS, INC.GA · 581393781-001 | (new plan) | $12M |
Plans lost in 2024
Appeared last year under American Funds; not this year.
| Sponsor | To | Assets |
|---|---|---|
WALSWORTH PUBLISHING COMPANY, INC.MO · 430718484-001 | Morgan Stanley | $62M |
FLUENCE ENERGY, LLCVA · 822138818-001 | T. Rowe Price | $58M |
PATHAI, INC.MA · 811778508-001 | Commonwealth Financial Network | $35M |
BRYANT BANKAL · 202960984-001 | T. Rowe Price | $34M |
UPGRADE INC.CA · 812807376-002 | McConnell & Jones LLP | $29M |
DOHRN TRANSFER COMPANY, LLCIL · 300830395-001 | Capital Group | $28M |
DEAN, MEAD, EGERTON, BLOODWORTH, CAPOUANO & BOZARTH, P.A.FL · 592049716-001 | T. Rowe Price | $26M |
SHEET METAL WORKERS LOCAL 112NY · 161350306-005 | Empower | $25M |
THE JEWISH FEDERATIONS OF NORTH AMERICANY · 131624240-001 | October Three Consulting | $19M |
ACLARIS THERAPEUTICS INCPA · 460571712-001 | AB Global Funds | $12M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
BD OF TRUSTEES OF THE ELEV CONSTU ANNUITY AND 401K RET PLANPA · 522125995-001 | $7.3B | 37,105 | $0 | 8y | 1 |
FRONTIER COMMUNICATIONS PARENT, INC.CT · 862359749-001 | $2.4B | 20,329 | $69,300 | 1y | - |
OLD DOMINION FREIGHT LINE, INC.NC · 560751714-002 | $2.4B | 25,253 | $0 | 1y | - |
SELECTIVE INSURANCE COMPANY OF AMERICANJ · 221272390-002 | $764M | 3,749 | $0 | 10y | - |
BOARD OF TRUSTEES LOCAL NO. 8 IBEW RETIREMENT PLAN & TRUSTOH · 346596899-001 | $671M | 3,162 | $0 | 8y | - |
BOARD OF TRUSTEES - STEAMFITTERS LOCAL 602 RETIREMENT SAVINGS PLANMD · 522187219-001 | $522M | 6,127 | $0 | 8y | - |
PLUMBERS AND STEAMFITTERS LOCAL 486 SEVERANCE AND ANNUITY/401(K) PLANMD · 521190205-001 | $392M | 4,583 | $0 | 8y | 1 |
RICELAND FOODS, INC.AR · 710578942-002 | $324M | 1,833 | $14,627 | 9y | - |
BOARD OF TRUSTEES STEAMFITTERS SURETY FUND LOCAL 475NJ · 222351695-004 | $175M | 1,850 | $0 | 5y | - |
LEITH, INC.NC · 560929494-002 | $146M | 3,116 | $217,246 | 3y | - |
Flag exposure
78.6%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (77)
Raw Schedule C names collapsed into American Funds.
- ADVISE ASSET GROUP
- ADVISE ME NATIONAL ADVISORS
- ADVISOR BOWLING PORTFOLIO MANAGEMEN
- ADVISOR BOWLING PORTFOLIO MANAGEMNT
- ADVISOR BRIDGE ASSET MGMT
- ADVISOR DEALER SERVICES, INC
- ADVISOR FEE
- ADVISOR GROUP
- ADVISOR HR, INC.
- ADVISOR NAME PENDING
- AEGIS TRUST COMPANY
- AEGIS WEALTH GROUP LLC
- AEGIS WEALTH MANAGEMENT
- AEGON
- AEGON INSTITUTIONAL MARKETS, INC.
- AEGON STABLE VALUE SOLUTIONS
- AEGON USA INVT MANAGEMENT, LLC
- AEI CONSULTANTS
- AEMPOWER ADVISORY GROUP, LLC
- AEON HEWITT INVESTMENT CONSULTING
- AM FUNDS
- AM FUNDS AMERICAN
- AM FUNDS AMERICAN BALANCED R6
- AM FUNDS NEW PERSPECTIVE R5
- AMCAP
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for American Funds's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 7 | 4.05% | 7.76% | -3.72 pp |
| Fidelity bond gap | 12 | 6.94% | 26.94% | -20.00 pp |
| Late contributions | 54 | 31.21% | 1.71% | +29.50 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 28 | 16.18% | 1.76% | +14.43 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with American Funds. Compare to the incumbent market share (0.3%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.3 pp vs incumbent
Frequent partners by role
Who else shows up on American Funds's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| MFS Funds | 65 | 37.6% |
| PIMCO | 63 | 36.4% |
| Dimensional Fund Advisors | 37 | 21.4% |
| Cohen & Steers | 35 | 20.2% |
| American Century | 33 | 19.1% |
| Prudential Jennison | 28 | 16.2% |
| Dodge & Cox | 26 | 15.0% |
| Green Retirement Inc. | 26 | 15.0% |
| Allspring Global Investments | 25 | 14.4% |
| Invesco | 25 | 14.4% |
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).