Advised Assets Group, LLC
advisor71 known aliases resolved via the canonical alias map
Market position · 2024
Plans served150+114 YoYRank #148 of mapped providers
Assets under administration$46.2B0.1%Market share · rank #349
Fees received$3MMedian $1,836/planSum across Schedule C direct + indirect
Net wins YoY+113136 won · 23 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical Advised Assets Group, LLC plan look like?
Service mix · median fees per plan
Count of plans where Advised Assets Group, LLC ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Investment management; Direct payment from the planCode 28 | 147 | $1,829 | |
Direct payment from the plan; Investment advisory (participants)Code 26 | 3 | $844,754 |
Competitor overlap
Percent of Advised Assets Group, LLC's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under Advised Assets Group, LLC.
| Sponsor | From | Assets |
|---|---|---|
BOARD OF TRUSTEES OF THE TEAMSTERS - UPS 401K NATIONAL SAVINGS PLANGA · 951732075-003 | PRI Financial Advisors Inc | $19.3B |
FUJIFILM NORTH AMERICA CORPORATIONNY · 132550352-001 | Pease Bell CPAs | $1.5B |
BOARD OF TRUSTEES, SOUTHWEST CARPENTERS ANNUITY FUNDCA · 880135694-002 | Prudential Retirement Insurance & Annuity Co. | $1.1B |
CHILDREN'S HOSPITAL COLORADOCO · 840166760-002 | Empower | $1.0B |
BT AMERICAS HOLDINGS INC.TX · 202458368-002 | Morningstar Investment Management | $652M |
HENSEL PHELPS CONSTRUCTION CO.CO · 840876644-060 | Prudential Retirement Insurance & Annuity Co. | $646M |
POWER ENGINEERS, INC.ID · 820441340-001 | Prudential Retirement Insurance & Annuity Co. | $592M |
COCA-COLA SOUTHWEST BEVERAGES LLCTX · 813909618-001 | Transamerica | $589M |
THE UNIVERSITY OF PHOENIX, INC.AZ · 942473210-001 | Empower | $586M |
BOYD GAMING CORPORATIONNV · 880242733-001 | Morningstar Investment Management | $537M |
Plans lost in 2024
Appeared last year under Advised Assets Group, LLC; not this year.
| Sponsor | To | Assets |
|---|---|---|
NORTH MEMORIAL HEALTHMN · 410729979-005 | QDRO CONSULTANTS COMPANY, LLC | $691M |
COMMUNITY HOSPITAL OF THE MONTEREY PENINSULACA · 940760193-002 | Empower | $339M |
RAWLINGS SPORTING GOODS COMPANY, INC.MO · 431674348-001 | Empower | $56M |
HART HOWERTON, LTD.CA · 942787680-001 | Cetera Investment Advisers LLC | $27M |
HONNEN EQUIPMENT COMPANYCO · 840533971-001 | Empower | $24M |
CALIFORNIA ASSOCIATION OF WINEGRAPE GROWERSCA · 942292593-002 | The Finway Group | $23M |
INTEGRITS CORPORATIONCA · 330847178-001 | Empower | $15M |
AMPAM PARKS MECHANICAL,INC.CA · 742930667-001 | Empower | $14M |
VANDEMARK CHEMICAL INC.NY · 160757316-001 | Oasic Wealth Inc. | $13M |
DISTI CORPORATIONFL · 593283172-001 | (new plan) | $9M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
BOARD OF TRUSTEES OF THE TEAMSTERS - UPS 401K NATIONAL SAVINGS PLANGA · 951732075-003 | $19.3B | 478,185 | $367,894 | 1y | - |
MCDONALDS CORPORATION AND SUBSIDIARIESIL · 362361282-001 | $3.7B | 32,254 | $844,754 | 5y | 1 |
PACIFICORPOR · 930246090-009 | $1.8B | 7,261 | $1M | 10y | - |
NAPA MANAGEMENT SERVICES CORPORATIONNY · 113635685-003 | $1.5B | 5,801 | $12,483 | 1y | - |
FUJIFILM NORTH AMERICA CORPORATIONNY · 132550352-001 | $1.5B | 7,849 | $33,378 | 1y | 2 |
BOARD OF TRUSTEES, SOUTHWEST CARPENTERS ANNUITY FUNDCA · 880135694-002 | $1.1B | 93,934 | $11,152 | 1y | - |
CHILDREN'S HOSPITAL COLORADOCO · 840166760-002 | $1.0B | 14,457 | $249,708 | 7y | 1 |
BT AMERICAS HOLDINGS INC.TX · 202458368-002 | $652M | 1,957 | $48,782 | 1y | - |
HENSEL PHELPS CONSTRUCTION CO.CO · 840876644-060 | $646M | 4,476 | $20,709 | 1y | 1 |
POWER ENGINEERS, INC.ID · 820441340-001 | $592M | 4,542 | $14,632 | 1y | - |
Flag exposure
80.7%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (71)
Raw Schedule C names collapsed into Advised Assets Group, LLC.
- ABERNTHY INVESTMENT MGMT
- ABF LG CAP VAL INST- BOSTON FINAN
- ABG
- ABG - NORTH CENTRAL STATES, INC.
- ABG CAROLINAS INC
- ABG CAROLINAS, INC.
- ABG CAROLINSA, INC.
- ABG INVESTMENT SERVICE
- ABG INVESTMENT SERVICES
- ABG INVESTMENT SERVICES INC
- ABG INVESTMENT SERVICES, INC
- ABG INVESTMENT SERVICES, INC.
- ABG OF ILLINOIS
- ABG PORTFOLIO STRAGEGIES, INC.
- ABG PORTFOLIO STRATEGIES
- ABG PORTFOLIO STRATEGIES INC.
- ABG PORTFOLIO STRATEGIES, INC
- ABG PORTFOLIO STRATEGIES, INC.
- ABG PORTOLIO STRATEGIES, INC.
- ABG RETIREMENT PLAN SERVICE
- ABG ROCKY MOUNTAIN BENFIT INC.
- ABG SERVICES INVEST
- ABNOTE USA INC
- ADVIED ASSETS GROUP, LLC
- ADVISDED ASSETS GROUP
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for Advised Assets Group, LLC's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 2 | 1.33% | 7.76% | -6.43 pp |
| Fidelity bond gap | 4 | 2.67% | 26.94% | -24.27 pp |
| Late contributions | 43 | 28.67% | 1.71% | +26.95 pp |
| Failed to provide benefit | 1 | 0.67% | 0.14% | +0.53 pp |
| Corrective distributions | 32 | 21.33% | 1.76% | +19.57 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with Advised Assets Group, LLC. Compare to the incumbent market share (0.2%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.2 pp vs incumbent
Frequent partners by role
Who else shows up on Advised Assets Group, LLC's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Brownstein Hyatt Farber Schreck LLP | 1 | 0.7% |
| Durham, Jones & Pinegar | 1 | 0.7% |
| Farber Haas Hurley LLP | 1 | 0.7% |
| Feinberg Dumont & Brennan | 1 | 0.7% |
| Holland & Knight LLP | 1 | 0.7% |
| Jackson Lewis P.C. | 1 | 0.7% |
| Larsen Law PLLC | 1 | 0.7% |
| Nixon Peabody LLP | 1 | 0.7% |
| Ogletree Deakins | 1 | 0.7% |
| Shanley A Professional Corp | 1 | 0.7% |
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).