401(k) Advisors Inc
advisor20 known aliases resolved via the canonical alias map
Market position · 2024
Plans served57+9 YoYRank #353 of mapped providers
Assets under administration$2.8B0.0%Market share · rank #2565
Fees received$2MMedian $25,000/planSum across Schedule C direct + indirect
Net wins YoY+819 won · 11 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical 401(k) Advisors Inc plan look like?
Service mix · median fees per plan
Count of plans where 401(k) Advisors Inc ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Trustee (bank, trust company, or similar financial institution); Recordkeeping fees; Other fees; Recordkeeping and information management (computing, tabulating, data processing, etc.); Other services; Direct payment from the planCode 15 | 37 | $21,316 | |
Other fees; Investment advisory (plan)Code 27 | 17 | $28,321 | |
Accounting (including auditing); Direct payment from the planCode 10 | 1 | $91,197 | |
Consulting (general); Investment advisory (plan)Code 16 | 1 | $43,500 | |
Investment management; Direct payment from the planCode 28 | 1 | $10,000 |
Competitor overlap
Percent of 401(k) Advisors Inc's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under 401(k) Advisors Inc.
| Sponsor | From | Assets |
|---|---|---|
RALPH LAUREN CORPORATIONNJ · 132622036-001 | CohnReznick LLP | $827M |
MASONITE CORPORATIONFL · 640198020-101 | Charles Schwab | $324M |
NATIONAL CONSUMER COOPERATIVE BANKVA · 521157795-001 | NFP | $156M |
SMURFIT KAPPA NORTH AMERICA LLCTX · 800227704-002 | NFP | $118M |
MORGAN PROPERTIES PAYROLL SVCSPA · 232852119-001 | ADP | $78M |
BODYCOTE SURFACE TECHNOLOGY INC.TX · 621283960-001 | Fidelity Investments | $21M |
PSB INSIGHTS, LLCDC · 522346069-003 | Fidelity Investments | $16M |
SUPER CARE, INC.CA · 954021787-001 | NFP | $16M |
BELLOTA AGRISOLUTIONS AND TOOLSIL · 753267235-002 | ADP | $15M |
HEALTHSMART MANAGEMENT SERVICES ORGANIZATIONS INCCA · 931209030-001 | NFP | $13M |
Plans lost in 2024
Appeared last year under 401(k) Advisors Inc; not this year.
| Sponsor | To | Assets |
|---|---|---|
INOVA HEALTH SYSTEMVA · 541071867-002 | Strategic Advisers | $2.9B |
EVA AIRWAYS CORP.CA · 980120766-001 | NFP | $58M |
MUTUAL OF OMAHA MORTGAGE, INC.CA · 461728831-002 | Accelerate Investment Advisors | $54M |
SIENTRA, INCCA · 205551000-001 | Raymond James & Associates, Inc. | $18M |
CACO PACIFIC CORPORATIONCA · 953966827-010 | (new plan) | $13M |
MARTIN BAUER, INC.NJ · 330892779-001 | Accelerate Investment Advisors | $12M |
MCKENNA MOTOR COMPANY, INC.CA · 953379374-002 | Accelerate Investment Advisors | $10M |
VIP RUBBER COMPANY, INCCA · 952656481-001 | Sentry Life Insurance Company | $5M |
SUMMIT CAREER COLLEGE, INC.CA · 330430969-001 | ADP | $4M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
RALPH LAUREN CORPORATIONNJ · 132622036-001 | $827M | 15,021 | $91,197 | 1y | - |
MASONITE CORPORATIONFL · 640198020-101 | $324M | 6,106 | $10,000 | 1y | 1 |
NATIONAL MARROW DONOR PROGRAMMN · 840865803-002 | $174M | 2,153 | $25,000 | 6y | 1 |
NATIONAL CONSUMER COOPERATIVE BANKVA · 521157795-001 | $156M | 470 | $43,500 | 3y | - |
ON LOK INC.CA · 943101464-001 | $119M | 1,509 | $50,000 | 6y | - |
NATIONAL MARROW DONOR PROGRAMMN · 840865803-001 | $119M | 2,216 | $21,000 | 6y | - |
SMURFIT KAPPA NORTH AMERICA LLCTX · 800227704-002 | $118M | 1,544 | $22,500 | 5y | 3 |
THE GOODMAN GROUP, INC.MN · 411914496-001 | $79M | 4,283 | $51,693 | 6y | 1 |
MORGAN PROPERTIES PAYROLL SVCSPA · 232852119-001 | $78M | 3,370 | $14,250 | 1y | 1 |
MOSSY NISSAN INCCA · 953767471-001 | $56M | 1,023 | $73,292 | 9y | - |
Flag exposure
77.2%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (20)
Raw Schedule C names collapsed into 401(k) Advisors Inc.
- 1276
- 1296
- 401 (K) ADVISORS, INC
- 401 K ADVISORS
- 401 K ADVISORS INC
- 401(K) ADIVORS INC
- 401(K) ADVISORS
- 401(K) ADVISORS INC
- 401(K) ADVISORS INC.
- 401(K) ADVISORS LLC
- 401(K) ADVISORS, INC
- 401(K) ADVISORS, INC.
- 401K ADVISIORS, INC
- 401K ADVISORS
- 401K ADVISORS INC
- 401K ADVISORS INC.
- 401K ADVISORS, INC
- 401K ADVISORS, INC.
- 401K ADVISORS, LLC
- 401K AND ADVISORS INC
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for 401(k) Advisors Inc's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 0 | 0.00% | 7.76% | -7.76 pp |
| Fidelity bond gap | 3 | 5.26% | 26.94% | -21.68 pp |
| Late contributions | 9 | 15.79% | 1.71% | +14.08 pp |
| Failed to provide benefit | 1 | 1.75% | 0.14% | +1.62 pp |
| Corrective distributions | 16 | 28.07% | 1.76% | +26.31 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with 401(k) Advisors Inc. Compare to the incumbent market share (0.1%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.1 pp vs incumbent
Frequent partners by role
Who else shows up on 401(k) Advisors Inc's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Morgan Lewis & Bockius LLP | 1 | 1.8% |
Geographic penetration index
(Provider plans in state / state plans) divided by the provider's overall share of the market. Index 1.00 = average; > 1 = over-indexed (winning more than their fair share); < 1 = under-indexed (white space).