3(38) Investment Fiduciaries Inc
advisor15 known aliases resolved via the canonical alias map
Market position · 2024
Plans served16+1 YoYRank #1071 of mapped providers
Assets under administration$346M0.0%Market share · rank #5047
Fees received$112,514Median $5,946/planSum across Schedule C direct + indirect
Net wins YoY+16 won · 5 lostPlan-level switch detection
Plans served · 5-year trajectory
Market-share plans percent annotated. Bar height is raw plan count.
Customer-base shape
What does a typical 3(38) Investment Fiduciaries Inc plan look like?
Service mix · median fees per plan
Count of plans where 3(38) Investment Fiduciaries Inc ships each service code, and the median compensation they report under it.
| Service | Plans | Median fees | Distribution |
|---|---|---|---|
Other fees; Investment advisory (plan)Code 27 | 12 | $6,212 | |
Other feesCode 99 | 4 | $2,377 |
Competitor overlap
Percent of 3(38) Investment Fiduciaries Inc's plans that also list each competitor on Schedule C. High numbers = co-living partners; low numbers = direct displacement targets.
Plans won in 2024
Appeared this year; did not appear last year under 3(38) Investment Fiduciaries Inc.
| Sponsor | From | Assets |
|---|---|---|
HENNEBERY EDDY ARCHITECTS, INC.OR · 931228592-001 | (new plan) | $19M |
BIG HEALTH, INC.CA · 611731301-001 | (new plan) | $9M |
PORTLAND SPECIALTY BAKING, LLCOR · 352221306-001 | Empower | $3M |
AGILE UPPER HOLDCO, LLCCA · 882074735-001 | (new plan) | $0 |
Plans lost in 2024
Appeared last year under 3(38) Investment Fiduciaries Inc; not this year.
| Sponsor | To | Assets |
|---|---|---|
BOARD OF DIRECTORS, MOTION PICTURE INDUSTRY PENSIONCA · 951810805-001 | PRISA | $5.3B |
ROGUE CREDIT UNIONOR · 930491115-033 | Empower | $45M |
POWIN ENERGY OPERATING LLCOR · 862256487-001 | Aldrich Wealth | $15M |
KALECA, INC.WA · 911802128-001 | (new plan) | $3M |
Top plans by assets
Searchable full list lands with the commercial layer.
| Plan | Assets | Participants | Fees | Tenure | Flags |
|---|---|---|---|---|---|
9 DOT EDUCATION SOLUTIONS, LLCCA · 371663300-001 | $102M | 2,380 | $20,837 | 4y | - |
NTS TECHNICAL SYSTEMS DBA NATIONAL TECHNICAL SYSTEMSMD · 952780647-003 | $65M | 963 | $10,975 | 6y | - |
CEMENTATION USA, INC.UT · 203542645-001 | $39M | 564 | $19,082 | 2y | - |
LAW OFFICES OF PEARLMAN, BROWN & WAX, L.L.P.CA · 954135006-004 | $22M | 147 | $6,212 | 4y | - |
HENNEBERY EDDY ARCHITECTS, INC.OR · 931228592-001 | $19M | 142 | $7,735 | 1y | - |
CALIFORNIA BANK OF COMMERCE, N.A.CA · 330956417-002 | $18M | 231 | $6,506 | 2y | 2 |
HAWKTREE INTERNATIONAL, INC.HI · 990090520-001 | $16M | 419 | $7,605 | 6y | - |
B & D INDUSTRIES, INC.NM · 850196391-002 | $16M | 249 | $5,680 | 5y | - |
PINNACLE MEP INTERMEDIATE HOLDCO LLCMI · 871813165-001 | $15M | 472 | $6,382 | 1y | 2 |
BIG HEALTH, INC.CA · 611731301-001 | $9M | 157 | $4,634 | 1y | 1 |
Flag exposure
81.3%Market: 89.1%
This provider
Market baseline
Share of this provider's plans tripping any deterministic red flag this year. Lower than market baseline = better risk surface.
Aliases resolved (15)
Raw Schedule C names collapsed into 3(38) Investment Fiduciaries Inc.
- 1195
- 1199 SEIU NATIONAL BENEFIT FUND
- 1199SEIU NATIONAL BENEFIT FUND AND
- 1199SEIU NBF HEALTH & HUMAN SVC EE'
- 12 CHESTNUT HILL, LLC
- 3 38 INVESTMENT FIDUCIARIES
- 3 38 INVESTMENT FIDUCIARIES INC
- 3 38 INVESTMENT FIDUCIARIES INC.
- 3 38 INVESTMENT FIDUCIARIES, INC
- 3 38 INVESTMENT FIDUCIARIES, INC.
- 3(38) INVESTMENT FIDUCIARIES
- 3(38) INVSTMENT FIDUCIARIES
- 3-38 INVESTMENT FIDUCIARIES INC
- 338 INVESTMENT FIDUCIARIES INC
- THREETHIRTYEIGHT INVESTMENT FIDU
Book composition by plan size
Bars stack to total plans served; segments use the same asset cutoffs as the /plans size filter. Up-and-to-the-right on the bigger segments = moving up-market.
Under $5M$5-50M$50-250M$250M-1B$1B+
Compliance posture vs market
Per-flag share for 3(38) Investment Fiduciaries Inc's book against the same flag's overall prevalence across all filings. Negative delta = under-indexed (cleaner book); positive = elevated risk surface.
| Flag | Plans flagged | Provider % | Market % | Delta |
|---|---|---|---|---|
| Recently terminated | 2 | 12.50% | 7.76% | +4.74 pp |
| Fidelity bond gap | 0 | 0.00% | 26.94% | -26.94 pp |
| Late contributions | 5 | 31.25% | 1.71% | +29.54 pp |
| Failed to provide benefit | 0 | 0.00% | 0.14% | -0.14 pp |
| Corrective distributions | 3 | 18.75% | 1.76% | +16.99 pp |
| Loss discovered | 0 | 0.00% | 0.00% | -0.00 pp |
New-plan formation share
Share of plans filing for the first time each year that landed with 3(38) Investment Fiduciaries Inc. Compare to the incumbent market share (0.0%) - higher = winning new business, lower = coasting on existing relationships.
0.0%-0.0 pp vs incumbent
Frequent partners by role
Who else shows up on 3(38) Investment Fiduciaries Inc's plans most often. Switch tabs by counterparty role - high-overlap names are either referral channels (advisors, auditors) or competitive blocks (other recordkeepers).
| Partner | Shared plans | % of book |
|---|---|---|
| Pension Assurance LLP | 4 | 25.0% |
| N&K CPAS, Inc. | 1 | 6.3% |