| Broker | Address | Carrier | Commissions | Fees | Total comp | % of premium |
|---|---|---|---|---|---|---|
| MARSH & MCLENNAN AGENCY LLC3 Filed as: MARSH USA, LLC | P O BOX 412703 BOSTON, MA 022410001 | METLIFE INSURANCE COMPANY | $0 | $67K | $67K | 1.16% |
| MARSH & MCLENNAN AGENCY LLC3 Filed as: MARSH USA, LLC | P O BOX 412703 BOSTON, MA 022410001 | METLIFE INSURANCE COMPANY | $0 | $35 | $35 | 0.00% |
| MARSH & MCLENNAN AGENCY LLC3 Filed as: MARSH USAY LLC, | PO BOX 412703 BOSTON, MA 022410001 | METLIFE INSURANCE COMPANY | $0 | $4K | $4K | 0.43% |
| MARSH & MCLENNAN AGENCY LLC3 Filed as: MARSH USA, LLC | PO BOX 412703 BOSTON, MA 022410001 | METLIFE INSURANCE COMPANY | $0 | $22 | $22 | 0.00% |
| Provider | Services | Address | Compensation |
|---|---|---|---|
| ANTHEM EIN 54-0357120 INS-SVCS | Direct payment from the plan; Insurance services Service code 23 | — | $1.5M |
| JP MORGAN CHASE BANK EIN 13-2624428 INV-MGMT | Investment management; Investment management fees paid directly by plan Service code 28 | — | $1.3M |
| EXPRESS SCRIPTS EIN 43-1420563 INS-SVCS | Insurance services; Direct payment from the plan Service code 23 | — | $674K |
| ALLSPRING INTERMEDIATE II LLC EIN 86-3510848 INV-MGMT | Investment management fees paid directly by plan; Investment management Service code 28 | — | $415K |
| ALPINE INVESTORS EIN 34-6233398 INV-MGMT | Investment management fees paid directly by plan; Investment management Service code 28 | — | $410K |
| VIA BENEFITS (HRA) EIN 26-0775680 INS-SVCS | Insurance services; Direct payment from the plan Service code 23 | — | $353K |
| ERNST & YOUNG U.S. LLP EIN 34-6565596 ACCNTG | Direct payment from the plan; Accounting (including auditing) Service code 10 | — | $324K |
| DOMINION RESOURCES SERVICES EIN 54-1229715 PLN-ADMR | Plan Administrator; Direct payment from the plan Service code 14 | — | $169K |
| WILLIS TOWERS WATSON US LLC EIN 53-0181291 ACTUARY | Actuarial; Direct payment from the plan Service code 11 | — | $150K |
| TRILANTIC ENERGY PARTNERS II PARALL EIN 46-4688952 INV-MGMT | Investment management; Investment management fees paid directly by plan Service code 28 | — | $99K |
| ALIGHT HOLDING COMPANY LLC EIN 82-1061233 PLN ADMR | Direct payment from the plan; Plan Administrator Service code 14 | — | $79K |
| PWP GROWTH EQUITY FUND II LP EIN 27-3051243 INV-MGMT | Investment management fees paid directly by plan; Investment management Service code 28 | — | $77K |
| BNY MELLON EIN 13-2614959 TRTE-DIR | Trustee (bank, trust company, or similar financial institution); Direct payment from the plan; Investment management fees paid directly by plan Service code 21 | — | $73K |
| KKR AMERICAS FUND XII LP EIN 98-1279368 PLN-ADMR | Direct payment from the plan; Plan Administrator Service code 14 | — | $73K |
| HIGHMARK EIN 23-1294723 INS-SVCS | Direct payment from the plan; Insurance services Service code 23 | — | $52K |
| A&M CAPITAL PARTNERS II, LP EIN 46-2333989 INV-MGMT | Investment management fees paid directly by plan; Investment management Service code 28 | — | $52K |
| NB PRIVATE EQUITY CREDIT OPPORTUNIT EIN 06-1834242 INV-MGMT | Investment management; Investment management fees paid directly by plan Service code 28 | — | $44K |
| VIRTU AMERICAS LLC, NEW YORK EIN 26-4219373 BROKG | Securities brokerage; Other commissions Service code 33 | — | $41K |
| PWP GROWTH EQUITY FUND I LP EIN 37-1731370 INV-MGMT | Investment management; Investment management fees paid directly by plan Service code 28 | — | $38K |
| KEYBANK NATIONAL ASSOCIATION EIN 34-0797057 TRTE-DIR | Investment management fees paid directly by plan; Direct payment from the plan; Trustee (bank, trust company, or similar financial institution) Service code 21 | — | $37K |
| NB RE SECONDARY OPP OFFSHORE EIN 35-2574859 INV-MGMT | Investment management; Investment management fees paid directly by plan Service code 28 | — | $35K |
| PJT PARTNERS EIN 36-4797143 CONSULTG | Consulting fees; Direct payment from the plan Service code 50 | — | $33K |
| PRUDENTIAL INSURANCE CO EIN 22-1211670 INV-MGMT | Investment management; Investment management fees paid directly by plan Service code 28 | — | $23K |
| KIRKLAND & ELLIS LLP EIN 36-1326630 LEGAL | Legal; Direct payment from the plan Service code 29 | — | $23K |
| MSCI, INC. EIN 13-4038723 INADV-PL | Investment advisory (plan); Investment management fees paid directly by plan Service code 27 | — | $21K |
| KOHLBERG TE INVESTORS IX LP EIN 46-2333989 INV MGMT | Investment management; Investment management fees paid directly by plan Service code 28 | — | $21K |
| A & M CAPITAL PARTNERS LP EIN 23-2817243 INV MGMT | Investment management; Investment management fees paid directly by plan Service code 28 | — | $18K |
| THE NORTHERN TRUST COMPANY EIN 36-1561860 TRTE-DIR | Investment management fees paid directly by plan; Trustee (bank, trust company, or similar financial institution); Investment management fees paid indirectly by plan Service code 21 | — | $18K |
| BANK OF AMERICA CORP, CHARLOTTE EIN 04-2812529 BRPKG | Securities brokerage; Other commissions Service code 33 | — | $16K |
| MISCHLER FINANCIAL GROUP INC, NEW Y EIN 33-0652019 BROKG | Other commissions; Securities brokerage Service code 33 | — | $15K |
| WCA & STOWE XII LP EIN 32-0455106 INV MGMT | Investment management fees paid directly by plan; Investment management Service code 28 | — | $15K |
| UBS SECURITIES LLC, STAMFORD EIN 61-5958480 BROKG | Securities brokerage; Other commissions Service code 33 | — | $11K |
| DELOITTE TOUCHE LLP EIN 13-3891517 ACCNTG | Accounting (including auditing); Direct payment from the plan Service code 10 | — | $11K |
| BARCLAYS CAPITAL LE, NEW YORK EIN 06-1031656 BROKG | Securities brokerage; Other commissions Service code 33 | — | $9K |
| 1607 CAPITAL BOND FUND EIN 26-0529973 INV MGMT | Investment management fees paid directly by plan; Investment management Service code 28 | — | $9K |
| CLEAR STREET LLC, NEW YORK EIN 81-4999091 BROKG | Other commissions; Securities brokerage Service code 33 | — | $8K |
| JONESTRADING INST SVCS LLC, NEW YOR EIN 51-0484896 BROKG | Other commissions; Securities brokerage Service code 33 | — | $8K |
| GOLDMAN SACHS & CO, NY EIN 36-2211461 BROKG | Other commissions; Securities brokerage Service code 33 | — | $8K |
| JEFFERIES & CO INC, NEW YORK EIN 95-2622900 BROKG | Securities brokerage; Other commissions Service code 33 | — | $7K |
| REED SMITH LLP EIN 25-0749630 LEGAL | Legal; Direct payment from the plan Service code 29 | — | $7K |
| COWEN AND CO LLC, NEW YORK EIN 13-5616116 BROKG | Other commissions; Securities brokerage Service code 33 | — | $6K |
| CAP INSTL SVCS INC - EQUITIES, NEW EIN 22-3096888 BROKG | Securities brokerage; Other commissions Service code 33 | — | $5K |
Benefits declared on the Form 5500 main form (✓ = also has a Schedule A insurance contract; otherwise the benefit is funded out of plan assets or via a Schedule C TPA).
The plan reports several different headcounts depending on which form you read. Each one measures a different slice of the population.
| Active participants | 0 | Currently employed and enrolled or eligible. |
| Retired/separated still receiving benefits | 13,311 | Continuation coverage (COBRA, retiree health). |
| Total participants (= "Plan participants" tile) | 13,311 | Active + retired/separated + beneficiaries. No dependents. |
| Coverage | Top carrier | Persons covered EOY | Premium |
|---|---|---|---|
| Life insurance(2 contracts) | METLIFE INSURANCE COMPANY | 11,522 | $6.7M |
| Persons covered (= "Persons covered" tile) | Max across the rows above | 11,522 | — |
Why the numbers differ. Form 5500 line 6 counts employees + retirees + beneficiaries; no dependents. Schedule A persons-covered counts everyone enrolled, including spouses and children, so it usually exceeds line 6 by 30-60% on a working-age workforce. The medical row is normally the broadest single line because it has the highest take-up; dental/vision/life often dip below it. Stop-loss / reinsurance contracts sometimes report the carrier's full underwriting pool rather than this filer's headcount; the row is shown for transparency but shouldn't be read as "people in this plan."
No prospect flags tripped on this filing.