Filed June 14, 2006
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY3 years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 65 · EIN 20-8764829 1585 BROADWAY · NEW YORK, NY 10036 | Account Maintenance | $39,875 |
TIAA2 years Filed as: TIAA-TEACHERS INSURANCE AND ANNUITY Service code 10 · EIN 13-1624203 730 THIRD AVE · NEW YORK, NY 100173206 | Accounting | $35,300 |
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $177,061 | $83,575+111.9% | $66,439+166.5% | $65,191+171.6% |
| Participation rate | 95.6% | 71.6%+24.0pp | 74.5%+21.1pp | 63.0%+32.6pp |
| Annual return | 9.46% | 12.38%-2.9pp | 757.66%-748.2pp | 51.24%-41.8pp |
| Employer contribution / active EE | $2,803 | $2,903-3.5% | $2,637+6.3% | $2,400+16.8% |
| Participant deferral / active EE | $6,730 | $3,365+100.0% | $3,876+73.6% | $2,671+151.9% |
| Admin fee / account holder | $138 | $234-41.2% | $6,173-97.8% | $907-84.8% |