Filed September 22, 2009 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
ALIGHT SOLUTIONS LLC8 years Filed as: ALIGHT FINANCIAL ADVISORS, LLC Service code 26 · EIN 82-1061233 | Advisory (Participants) | $142,400 |
ALIGHT SOLUTIONS LLC8 years Service code 15 · EIN 82-1061233 | Recordkeeping | $26,490 |
PRICEWATERHOUSECOOPERS LLP10+ years Service code 10 · EIN 13-4008324 | Accounting | $20,799 |
ALIGHT SOLUTIONS LLC6 years Filed as: ALIGHT FINANCIAL SOLUTIONS, LLC Service code 33 · EIN 82-1061233 | Securities brokerage; Distribution (1... | $19,942 |
STRATEGIC BENEFIT ADVISORS10+ years Service code 13 · EIN 03-0415817 | Contract Administrator | $17,813 |
THE BANK OF NEW YORK MELLON10+ years Filed as: PERSHING LLC Service code 59 · EIN 13-2741729 | Shareholder Servicing | $16,190 |
NORTHERN TRUST COMPANY10+ years Service code 21 · EIN 36-1561860 | Bank Trustee | $15,741 |
CATERPILLAR INC2 years Service code 30 · EIN 37-0602744 | Employee (plan); Direct payment from ... | $9,534 |
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $207,581 | $110,258+88.3% | $102,460+102.6% | $200,096+3.7% |
| Participation rate | 98.7% | 86.3%+12.4pp | 76.5%+22.2pp | 72.0%+26.7pp |
| Annual return | 16.07% | 35.78%-19.7pp | 29.47%-13.4pp | 34.26%-18.2pp |
| Employer contribution / active EE | $5,611 | $3,605+55.7% | $3,025+85.5% | $3,038+84.7% |
| Participant deferral / active EE | $6,712 | $6,377+5.2% | $5,056+32.7% | $5,090+31.9% |
| Admin fee / account holder | $117 | $122-4.7% | $9,460-98.8% | $269-56.7% |