Filed March 20, 2002 (most recent of 3 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MERRILL LYNCH PIERCE FENNER & SMITH10+ years Service code 15 · EIN 13-5674085 | Recordkeeping | $5,341,609 |
SUSTAINABLE GROWTH ADVISORS10+ years Filed as: SUSTAINABLE GROWTH ADVISERS, LP Service code 28 · EIN 05-0571266 | Investment Management | $976,987 |
ARROWMARK PARTNERS5 years Service code 28 · EIN 39-2068140 | Investment Management | $953,956 |
NORTHERN TRUST COMPANY10+ years Service code 25 · EIN 36-1561860 | Directed Trustee | $937,363 |
PZENA INVESTMENT MANAGEMENT4 years Service code 28 · EIN 13-3860154 | Investment Management | $829,909 |
ARISTOTLE CAPITAL MANAGEMENT2 years Filed as: ARISTOTLE CAPITAL BOSTON Service code 28 · EIN 47-1867873 | Investment Management | $572,377 |
Service code 28 · EIN 20-2830751 | Investment Management | $314,382 |
WELLINGTON TRUST COMPANY5 years Service code 28 · EIN 04-2755549 | Investment Management | $105,705 |
NORTHERN TRUST COMPANY4 years Filed as: NORTHERN TRUST INVESTMENTS INC Service code 28 · EIN 36-3608252 | Investment Management | $11,812 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $342,083 | $244,991+39.6% | $106,213+222.1% | $106,382+221.6% |
| Participation rate | 99.5% | 88.4%+11.1pp | 75.3%+24.2pp | 69.9%+29.6pp |
| Annual return | 12.34% | 13.48%-1.1pp | 116.14%-103.8pp | 17.37%-5.0pp |
| Employer contribution / active EE | $17,909 | $8,816+103.1% | $3,171+464.7% | $3,364+432.5% |
| Participant deferral / active EE | $15,849 | $11,442+38.5% | $5,016+216.0% | $5,569+184.6% |
| Admin fee / account holder | $432 | $88+391.5% | $11,033-96.1% | $79+445.7% |