Filed August 19, 2016
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| Provider | Service type | Compensation |
|---|---|---|
NFP RETIREMENT INC10+ years Filed as: NFP RETIREMENT Service code 27 120 VANTIS · ALISO VIEJO, CA 92656 | Advisory (Plan) | $56,810 |
ASCENSUS LLC7 years Service code 15 · EIN 11-3665754 | Recordkeeping | $27,080 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $84,132 | $79,184+6.2% | $102,438-17.9% | $74,546+12.9% |
| Participation rate | 68.1% | 74.8%-6.6pp | 76.5%-8.4pp | 67.2%+0.9pp |
| Annual return | 11.66% | 54.95%-43.3pp | 29.37%-17.7pp | 1366.03%-1354.4pp |
| Employer contribution / active EE | $1,047 | $2,362-55.7% | $3,024-65.4% | $2,624-60.1% |
| Participant deferral / active EE | $4,926 | $4,414+11.6% | $5,054-2.5% | $4,347+13.3% |
| Admin fee / account holder | $344 | $2,001-82.8% | $9,448-96.4% | $1,944-82.3% |