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| Provider | Service type | Compensation |
|---|---|---|
Filed as: EMPOWER ANNUITY INSURANCE COMPANY Service code 64 8515 EAST ORCHARD ROAD · GREENWOOD VILLAGE, CO 80111 | Recordkeeping Fees | $146,835 |
BALDWIN & BALDWIN PLLC1 year Filed as: THE BALDWIN GROUP WEALTH ADVISORS Service code 27 2050 MAIN ST · IRVINE, CA 92614 | Advisory (Plan) | $90,223 |
Filed as: ADMINISTRATIVE FIDUCIARY SERVICES I Service code 99 PO BOX 2590 · FORT SMITH, AZ 72902 | Other Fees | $68,678 |
NOVA 401(K) ASSOCIATES1 year Service code 13 10777 NORTHWEST FREEWAY · HOUSTON, TX 77092 | Contract Administrator | $20,936 |
LANCE SOLL & LUNGHARD LLP3 years Service code 10 203 N BREA BLVD · BREA, CA 92821 | Accounting | $14,800 |
Employer contribution per participant is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $67,191 | $48,744+37.8% | $93,727-28.3% | $200,096-66.4% |
| Participation rate | 94.1% | 63.7%+30.5pp | 68.7%+25.4pp | 72.0%+22.1pp |
| Annual return | 13.46% | 15.36%-1.9pp | 133.83%-120.4pp | 34.26%-20.8pp |
| Employer contribution / active EE | $0 | $1,140-100.0% | $2,421-100.0% | $3,038-100.0% |
| Participant deferral / active EE | $5,504 | $2,825+94.9% | $4,417+24.6% | $5,090+8.1% |
| Admin fee / account holder | $123 | $195-36.9% | $8,292-98.5% | $269-54.3% |