Filed December 9, 2013
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: FIDELITY INV. INST. OPERATIONS CO. Service code 37 · EIN 04-2647786 | Loan Processing | $624,004 |
BAKER TILLY US, LLP4 years Service code 10 · EIN 30-1413443 | Accounting | $64,062 |
NEWPORT GROUP, INC.4 years Service code 49 · EIN 27-2037969 | Other Services | $62,556 |
Filed as: LUCEY INVESTMENT MANAGEMENT LLC Service code 49 · EIN 20-8935905 | Other Services | $9,387 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $79,177 | $52,172+51.8% | $56,025+41.3% | $106,553-25.7% |
| Participation rate | 48.7% | 32.5%+16.2pp | 52.5%-3.8pp | 69.8%-21.1pp |
| Annual return | 26.27% | 17.21%+9.1pp | 1712.69%-1686.4pp | 17.37%+8.9pp |
| Employer contribution / active EE | $696 | $613+13.7% | $1,042-33.1% | $3,359-79.3% |
| Participant deferral / active EE | $2,813 | $1,424+97.5% | $1,955+43.9% | $5,562-49.4% |
| Admin fee / account holder | $45 | $90-50.3% | $2,828-98.4% | $80-43.5% |