Filed January 6, 2017 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Filed as: ONEDIGITAL TOPCO LLC Service code 28 · EIN 82-1434504 | Investment Management | $33,000 |
CHARLES SCHWAB & CO., INC.3 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $17,411 |
Filed as: ALEXIS INVESTMENT PARTNERS LLC Service code 26 · EIN 82-4210250 | Advisory (Participants) | $11,679 |
Filed as: RESOURCES INVESTMENT ADVISORS Service code 26 · EIN 43-1451524 | Advisory (Participants) | $10,283 |
Service code 26 · EIN 95-4573505 | Advisory (Participants) | $8,585 |
CHARLES SCHWAB & CO., INC.3 years Service code 33 · EIN 94-1737782 | Float revenue; Securities brokerage; ... | $843 |
Filed as: CHARLES SCHWAB & CO. INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $394,560 | $73,532+436.6% | $178,505+121.0% | $74,478+429.8% |
| Participation rate | 91.8% | 66.6%+25.2pp | 77.1%+14.7pp | 67.2%+24.6pp |
| Annual return | 13.74% | 17.49%-3.8pp | 27.16%-13.4pp | 1370.56%-1356.8pp |
| Employer contribution / active EE | $20,293 | $2,221+813.9% | $3,955+413.1% | $2,626+672.7% |
| Participant deferral / active EE | $8,390 | $4,519+85.7% | $6,280+33.6% | $4,350+92.9% |
| Admin fee / account holder | $510 | $1,813-71.9% | $10,428-95.1% | $1,946-73.8% |