Filed November 28, 2011
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
FISHER INVESTMENTS1 year Filed as: FISHER ASSET MANAGEMENT LLC Service code 15 · EIN 20-2480800 | Recordkeeping | $23,882 |
ADP BROKER-DEALER1 year Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $3,412 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Fidelity bond coverage is below the ERISA section 412 10%-of-assets minimum (capped at $500,000).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $43,537 | $81,331-46.5% | $155,534-72.0% | $80,935-46.2% |
| Participation rate | 98.4% | 66.3%+32.2pp | 78.2%+20.2pp | 67.7%+30.8pp |
| Annual return | 11.59% | 33.37%-21.8pp | 64.92%-53.3pp | 35.66%-24.1pp |
| Employer contribution / active EE | $4,268 | $3,105+37.5% | $4,675-8.7% | $2,757+54.8% |
| Participant deferral / active EE | $5,851 | $3,454+69.4% | $5,630+3.9% | $4,299+36.1% |
| Admin fee / account holder | $310 | $7,999-96.1% | $15,900-98.0% | $6,924-95.5% |