Filed April 16, 2018 (most recent of 6 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
FINANCIAL ENGINES10+ years Service code 27 · EIN 77-0473565 | Advisory (Plan) | $1,944,246 |
BRINKER CAPITAL1 year Filed as: BRINKER CAPITAL INV LLC Service code 26 · EIN 32-0070947 | Advisory (Participants) | $249,756 |
FISHER INVESTMENTS10+ years Service code 26 · EIN 94-3029777 | Advisory (Participants) | $73,201 |
GEMMER ASSET MANAGEMENT10+ years Service code 26 · EIN 94-3317854 | Advisory (Participants) | $66,498 |
CAPTIAL BANK AND TRUST4 years Filed as: CAPTIAL ADVANTAGE Service code 26 · EIN 94-3307876 | Advisory (Participants) | $65,305 |
FIDELITY INVESTMENTS INSTITUTIONAL10+ years Service code 37 · EIN 04-2647786 | Loan Processing | $52,029 |
1919 INVESTMENT COUNSEL, LLC6 years Service code 26 · EIN 26-0103189 | Advisory (Participants) | $34,684 |
Filed as: FRONTIER ASSET MGMT Service code 26 · EIN 83-0331917 | Advisory (Participants) | $32,747 |
Service code 26 · EIN 82-3365869 | Advisory (Participants) | $15,370 |
Filed as: CAMBRIDGE INVESTMENT ADVISORS, INC. Service code 26 · EIN 42-1445429 | Advisory (Participants) | $10,650 |
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $341,198 | $73,283+365.6% | $155,556+119.3% | $106,553+220.2% |
| Participation rate | 94.9% | 73.3%+21.7pp | 78.2%+16.7pp | 69.8%+25.1pp |
| Annual return | 15.93% | 15.76%+0.2pp | 64.84%-48.9pp | 17.37%-1.4pp |
| Employer contribution / active EE | $0 | $2,241-100.0% | $4,675-100.0% | $3,359-100.0% |
| Participant deferral / active EE | $20,896 | $4,567+357.6% | $5,631+271.1% | $5,562+275.7% |
| Admin fee / account holder | $57 | $56+2.1% | $15,885-99.6% | $80-28.3% |