Filed October 12, 2001 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
REGIONS BANK9 years Service code 27 · EIN 63-0371391 | Advisory (Plan) | $50,000 |
FIDELITY INVESTMENTS INSTITUTIONAL10+ years Service code 60 · EIN 04-2647786 | Sub-TA Fees | $38,471 |
STRATEGIC ADVISORS, INC.4 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $18,314 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
More than 10% of assets are held in cash - possible menu-design or default-fund problem.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $148,408 | $96,486+53.8% | $153,432-3.3% | $77,671+91.1% |
| Participation rate | 98.1% | 81.6%+16.4pp | 77.1%+21.0pp | 70.6%+27.5pp |
| Annual return | 15.91% | 14.44%+1.5pp | 15.66%+0.2pp | 31.21%-15.3pp |
| Employer contribution / active EE | $8,239 | $5,224+57.7% | $5,038+63.5% | $2,726+202.2% |
| Participant deferral / active EE | $11,996 | $6,609+81.5% | $6,757+77.5% | $4,648+158.1% |
| Admin fee / account holder | $361 | $182+97.7% | $12,725-97.2% | $430-16.2% |