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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER5 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $45,173 |
Filed as: AMERIPRISE FINANCIAL Service code 15 · EIN 41-0973005 | Recordkeeping | $15,239 |
Filed as: AMERIPRISE FINANCIAL SERVICES LLC Service code 15 · EIN 38-2722519 | Recordkeeping | $8,097 |
Annual investment return is in the bottom quintile of the peer cohort.
Assets per participant are in the bottom quintile of the peer cohort - savings-rate / match opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $22,484 | $54,245-58.6% | $93,727-76.0% | $77,762-71.1% |
| Participation rate | 78.0% | 63.9%+14.1pp | 68.7%+9.3pp | 70.6%+7.4pp |
| Annual return | 10.54% | 30.58%-20.0pp | 133.83%-123.3pp | 31.27%-20.7pp |
| Employer contribution / active EE | $421 | $1,168-63.9% | $2,421-82.6% | $2,728-84.6% |
| Participant deferral / active EE | $3,432 | $3,144+9.2% | $4,417-22.3% | $4,651-26.2% |
| Admin fee / account holder | $222 | $575-61.5% | $8,292-97.3% | $433-48.8% |