Filed January 31, 2005 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
STRATEGIC ADVISORS, INC.9 years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $177,437 |
UBS FINANCIAL SERVICES INC10+ years Filed as: UBS FINANCIAL SERVICES Service code 27 · EIN 13-2638166 | Advisory (Plan) | $18,750 |
FIDELITY INVESTMENTS INSTITUTIONAL10+ years Service code 37 · EIN 04-2647786 | Loan Processing | -$269,417 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Form 5500 reported that benefits due were not provided when due.
Plan reported corrective distributions (failed ADP/ACP testing).
Assets per participant exceed $250,000 - top-decile high-value plan.
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $339,073 | $122,693+176.4% | $184,203+84.1% | $199,593+69.9% |
| Participation rate | 92.0% | 86.8%+5.2pp | 86.8%+5.2pp | 72.0%+20.0pp |
| Annual return | 19.49% | 143.91%-124.4pp | 28.81%-9.3pp | 34.25%-14.8pp |
| Employer contribution / active EE | $6,974 | $4,584+52.1% | $6,427+8.5% | $3,034+129.8% |
| Participant deferral / active EE | $16,531 | $7,990+106.9% | $9,131+81.0% | $5,087+225.0% |
| Admin fee / account holder | -$31 | $121-126.1% | $13,901-100.2% | $269-111.7% |