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| Provider | Service type | Compensation |
|---|---|---|
EVERINGTON CONSULTING INC2 years Service code 15 · EIN 20-2554266 | Recordkeeping | $142,881 |
FISHER INVESTMENTS4 years Service code 55 · EIN 20-2480800 | Other Commissions | $2,306 |
CHARLES SCHWAB & CO., INC.5 years Service code 33 · EIN 94-1737782 | Securities brokerage; Shareholder ser... | $99 |
Filed as: J.P MORGAN SECURITIES INC Service code 55 | Other Commissions | $5 |
Service code 55 · EIN 42-1617108 | Other Commissions | $3 |
BOFA SECURITIES, INC.1 year Filed as: BOFA SECURITIES, INC Service code 55 | Other Commissions | $2 |
VIRTU AMERICAS LLC2 years Service code 55 | Other Commissions | $2 |
CHARLES SCHWAB & CO., INC.5 years Filed as: CHARLES SCHWAB TRUST BANK Service code 19 · EIN 82-3967259 | Securities Custodian | $0 |
Filed as: WELLINGTON CONSULTING SERVICES Service code 26 · EIN 54-1620949 14325 WILLARD ROAD · CHANTILLY, VA 20151 | Advisory (Participants) | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $173,390 | $101,591+70.7% | $147,096+17.9% | $74,429+133.0% |
| Participation rate | 77.6% | 75.5%+2.0pp | 82.2%-4.6pp | 67.2%+10.4pp |
| Annual return | 12.68% | 8746.45%-8733.8pp | 419.75%-407.1pp | 1368.38%-1355.7pp |
| Employer contribution / active EE | $9,028 | $3,813+136.8% | $4,936+82.9% | $2,625+243.9% |
| Participant deferral / active EE | $16,625 | $7,302+127.7% | $8,071+106.0% | $4,348+282.3% |
| Admin fee / account holder | $803 | $1,750-54.1% | $13,005-93.8% | $1,944-58.7% |