Filed October 4, 2024 (most recent of 3 filings on file)
Total covered: 9 employees
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| Provider | Service type | Compensation |
|---|---|---|
MORGAN STANLEY SMITH BARNEY10+ years Filed as: MORGAN STANLEY SMITH BARNEY LLC Service code 26 · EIN 20-8764829 | Advisory (Participants) | $16,291 |
Service code 37 · EIN 04-2647786 | Loan Processing | $4,680 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $67,369 | $101,795-33.8% | $165,100-59.2% | $80,959-16.8% |
| Participation rate | 100.0% | 71.8%+28.2pp | 78.6%+21.4pp | 67.7%+32.3pp |
| Annual return | 12.83% | 16.73%-3.9pp | 70.21%-57.4pp | 35.67%-22.8pp |
| Employer contribution / active EE | $4,484 | $2,954+51.8% | $4,348+3.1% | $2,757+62.6% |
| Participant deferral / active EE | $5,044 | $4,476+12.7% | $6,035-16.4% | $4,300+17.3% |
| Admin fee / account holder | $152 | $8,221-98.2% | $12,696-98.8% | $6,925-97.8% |