Filed November 3, 2009 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 10-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
MERRILL LYNCH PIERCE FENNER & SMITH10+ years Filed as: MERRILL LYNCH, PIERCE, FENNER AND S Service code 15 · EIN 13-5674085 | Recordkeeping | $68,770 |
DOEREN MAYHEW1 year Filed as: DOEREN MAYHEW ASSURANCE Service code 50 · EIN 38-2492570 | Direct Payment | $18,360 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $99,837 | $139,767-28.6% | $153,485-35.0% | $199,593-50.0% |
| Participation rate | 57.5% | 85.1%-27.6pp | 77.1%-19.5pp | 72.0%-14.4pp |
| Annual return | 14.59% | 20.59%-6.0pp | 15.65%-1.1pp | 34.25%-19.7pp |
| Employer contribution / active EE | $3,053 | $6,517-53.2% | $5,039-39.4% | $3,034+0.6% |
| Participant deferral / active EE | $4,777 | $8,055-40.7% | $6,757-29.3% | $5,087-6.1% |
| Admin fee / account holder | $21 | $98-79.0% | $12,724-99.8% | $269-92.4% |