Filed June 8, 2009
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
NWPS4 years Service code 13 · EIN 91-2090931 | Contract Administrator | $53,891 |
SLOY DAHL & HOLST5 years Filed as: SLOY DAHL & HOLST LLC Service code 26 · EIN 93-0989022 | Advisory (Participants) | $31,849 |
FISHER INVESTMENTS5 years Service code 26 · EIN 20-2480800 | Advisory (Participants) | $28,614 |
CHARLES SCHWAB & CO., INC.5 years Filed as: CHARLES SCHWAB TRUST BANK Service code 18 · EIN 42-1558009 | Trustee (directed); Custodial (securi... | $23,993 |
Service code 26 · EIN 86-0862232 | Advisory (Participants) | $21,199 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $231,491 | $82,979+179.0% | $102,412+126.0% | $77,736+197.8% |
| Participation rate | 99.1% | 71.5%+27.6pp | 74.5%+24.6pp | 70.6%+28.5pp |
| Annual return | 18.09% | 19.11%-1.0pp | 24.94%-6.9pp | 31.26%-13.2pp |
| Employer contribution / active EE | $14,820 | $3,554+317.0% | $3,870+282.9% | $2,728+443.3% |
| Participant deferral / active EE | $8,947 | $4,109+117.7% | $5,060+76.8% | $4,651+92.4% |
| Admin fee / account holder | $343 | $639-46.3% | $8,388-95.9% | $433-20.8% |