Filed October 4, 2011 (most recent of 2 filings on file)
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
See peer percentile detail. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
See the 9-year trajectory. $4.99 for your first month.
Solo adds 10-year history, peer benchmarks, provider and welfare analytics, saves, and exports. Then $34.99 a month.
| Provider | Service type | Compensation |
|---|---|---|
CHARLES SCHWAB & CO., INC.5 years Filed as: SCHWAB RETIREMENT PLAN SERVICES,INC Service code 15 · EIN 34-1479833 | Recordkeeping | $87,965 |
JONES & ROTH, PC3 years Service code 10 · EIN 93-0819646 | Accounting | $25,500 |
CHARLES SCHWAB & CO., INC.9+ years Service code 33 · EIN 94-1737782 | Securities brokerage; Shareholder ser... | $528 |
Filed as: CHARLES SCHWAB & CO.,INC. AND AFFIL Service code 59 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
The auditor signed off without reservation. This is the cleanest opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $101,397 | $148,970-31.9% | $136,007-25.4% | $199,768-49.2% |
| Participation rate | 94.9% | 79.4%+15.5pp | 76.5%+18.4pp | 72.0%+22.9pp |
| Annual return | 27.14% | 27.07%+0.1pp | 579.32%-552.2pp | 34.26%-7.1pp |
| Employer contribution / active EE | $7,583 | $3,561+112.9% | $4,215+79.9% | $3,037+149.7% |
| Participant deferral / active EE | $9,386 | $6,140+52.9% | $7,024+33.6% | $5,090+84.4% |
| Admin fee / account holder | $76 | $144-47.1% | $6,858-98.9% | $269-71.7% |