| Provider | Service type | Compensation |
|---|---|---|
HAMILTON LANE ADVISORS, LLC9+ years Service code 50 · EIN 23-2962336 | Direct Payment | $1,711,129 |
LOOMIS SAYLES9+ years Filed as: LOOMIS SAYLES & COMPANY, LP Service code 50 · EIN 04-3200030 | Direct Payment | $1,290,737 |
ZENITH AMERICAN SOLUTIONS4 years Service code 13 · EIN 52-1590516 | Contract Administrator | $1,237,811 |
PIMCO FUNDS6 years Filed as: PIMCO Service code 50 · EIN 33-0629048 | Direct Payment | $928,514 |
Filed as: STEPSTONE GROUP REAL ESTATE HOLDING Service code 27 · EIN 38-3930662 | Advisory (Plan) | $924,041 |
SEYFARTH SHAW LLP9+ years Service code 29 · EIN 36-2152202 | Legal | $589,053 |
VERUS4 years Filed as: VERUS ADVISORY, INC Service code 17 · EIN 91-1320111 | Pension Consulting | $560,000 |
CHEIRON4 years Filed as: CHEIRON, INC Service code 11 · EIN 13-4215617 | Actuarial | $424,272 |
SLEVIN & HART, P.C.9+ years Service code 29 · EIN 52-1708613 | Legal | $342,058 |
RAEL & LETSON4 years Service code 11 · EIN 94-1701048 | Actuarial | $310,492 |
Counterparties on defaulted loans (Part 1), defaulted leases (Part 2), and non-exempt prohibited transactions (Part 3). Presence of any row warrants fiduciary review.
| Category | Counterparty | Relationship / Terms | Address | Amount |
|---|---|---|---|---|
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 745 7TH AVE NEW YORK, NY 10019 | — |
| Part 1 Loan in default | LEHMAN BROTHERS HOLDINGS | — | 745 7TH AVE NEW YORK, NY 10019 | — |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $0 | $0 | $179,823-100.0% | - |
| Participation rate | 0.0% | 0.0%0pp | 42.1%-42.1pp | 0.0%0pp |
| Annual return | 11.41% | 8.85%+2.6pp | 148.78%-137.4pp | 8.85%+2.6pp |
| Employer contribution / active EE | $1,048 | $8,529-87.7% | $26,858-96.1% | $8,529-87.7% |
| Participant deferral / active EE | $0 | $399-100.0% | $63-100.0% | $399-100.0% |
| Admin fee / account holder | $0 | $0 | $1,660-100.0% | - |