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| Provider | Service type | Compensation |
|---|---|---|
THE VANGUARD GROUP, INC.4 years Service code 15 · EIN 23-1945930 | Recordkeeping | $110,227 |
UBS FINANCIAL SERVICES INC2 years Filed as: UBS FINANICAL SERVICES INC Service code 17 · EIN 13-2638166 | Pension Consulting | $33,519 |
CLIFTONLARSONALLEN LLP2 years Filed as: CLIFTON LARSON ALLEN LLP Service code 10 · EIN 41-0746749 | Accounting | $17,845 |
K&L GATES4 years Filed as: K & L GATES LLP Service code 29 · EIN 25-0921018 | Legal | $6,739 |
Service code 99 | Other Fees | $0 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $42,911 | $106,264-59.6% | $147,117-70.8% | $77,762-44.8% |
| Participation rate | 96.5% | 78.4%+18.1pp | 82.2%+14.3pp | 70.6%+25.9pp |
| Annual return | 13.43% | 56.94%-43.5pp | 420.54%-407.1pp | 31.27%-17.8pp |
| Employer contribution / active EE | $3,232 | $4,074-20.7% | $4,932-34.5% | $2,728+18.5% |
| Participant deferral / active EE | $4,108 | $8,003-48.7% | $8,065-49.1% | $4,651-11.7% |
| Admin fee / account holder | $153 | $334-54.1% | $12,993-98.8% | $433-64.6% |