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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER3+ years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $36,198 |
ADP BROKER-DEALER2 years Service code 49 · EIN 22-3319984 | Other Services | $1,875 |
Filed as: CHARLES SCHWAB INVESTMENT MGMT INC. Service code 33 · EIN 94-3106735 | Securities brokerage | $40 |
Filed as: CHARLES SCHWAB & CO, INC. Service code 59 · EIN 94-1737782 | Shareholder Servicing | $0 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $85,498 | $241,850-64.6% | $102,437-16.5% | $200,096-57.3% |
| Participation rate | 84.6% | 78.3%+6.2pp | 74.5%+10.0pp | 72.0%+12.5pp |
| Annual return | 61.59% | 17.67%+43.9pp | 24.95%+36.6pp | 34.26%+27.3pp |
| Employer contribution / active EE | $3,768 | $4,253-11.4% | $3,871-2.6% | $3,038+24.1% |
| Participant deferral / active EE | $7,645 | $3,961+93.0% | $5,060+51.1% | $5,090+50.2% |
| Admin fee / account holder | $14 | $288-95.0% | $8,388-99.8% | $269-94.7% |