Filed December 11, 2007
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
ADP BROKER-DEALER4 years Filed as: ADP, INC. Service code 15 · EIN 13-3036745 | Recordkeeping | $178,913 |
WAKEFIELD ASSET MANAGEMENT4 years Filed as: WAKEFIELD ASSET MANAGEMENT LLLP Service code 15 · EIN 20-8251802 | Recordkeeping | $110,273 |
Filed as: CHARLES SCHWAB INVESTMENT MGMT INC. Service code 33 · EIN 94-3106735 | Securities brokerage | $130 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Annual investment return is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $30,795 | $54,213-43.2% | $93,696-67.1% | $77,736-60.4% |
| Participation rate | 93.6% | 64.0%+29.7pp | 68.7%+24.9pp | 70.6%+23.1pp |
| Annual return | 10.57% | 30.55%-20.0pp | 133.74%-123.2pp | 31.26%-20.7pp |
| Employer contribution / active EE | $2,460 | $1,168+110.5% | $2,422+1.6% | $2,728-9.8% |
| Participant deferral / active EE | $4,382 | $3,145+39.3% | $4,417-0.8% | $4,651-5.8% |
| Admin fee / account holder | $334 | $575-42.0% | $8,287-96.0% | $433-23.0% |