Filed December 23, 2020
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| Provider | Service type | Compensation |
|---|---|---|
MMA SECURITIES LLC5+ years Filed as: MMA SECURITIES Service code 27 · EIN 22-3570392 | Advisory (Plan) | $108,954 |
Service code 37 · EIN 04-2647786 | Loan Processing | $102,737 |
STRATEGIC ADVISORS, INC.5+ years Service code 27 · EIN 04-2654524 | Advisory (Plan) | $60,069 |
CLIFTONLARSONALLEN LLP1 year Service code 10 · EIN 41-0746749 | Accounting | $38,208 |
Annual investment return is in the bottom quintile of the peer cohort.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $141,278 | $112,582+25.5% | $105,608+33.8% | $199,921-29.3% |
| Participation rate | 98.8% | 86.3%+12.6pp | 75.3%+23.5pp | 72.0%+26.8pp |
| Annual return | 2.46% | 15.58%-13.1pp | 116.50%-114.0pp | 34.28%-31.8pp |
| Employer contribution / active EE | $13,439 | $4,580+193.4% | $3,167+324.3% | $3,035+342.7% |
| Participant deferral / active EE | $14,963 | $6,655+124.8% | $5,010+198.7% | $5,089+194.1% |
| Admin fee / account holder | $274 | $107+155.9% | $11,028-97.5% | $269+1.7% |