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| Provider | Service type | Compensation |
|---|---|---|
MMA SECURITIES LLC2 years Service code 26 · EIN 22-3570392 | Advisory (Participants) | $35,161 |
Filed as: JOHN HANCOCK Service code 15 · EIN 01-0233346 | Recordkeeping | $29,997 |
FRANK RIMERMAN & CO LLP2 years Filed as: FRANK, RIMERMAN + CO. LLP Service code 10 · EIN 84-2204671 | Accounting | $18,700 |
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $38,496 | $79,089-51.3% | $100,392-61.7% | $74,459-48.3% |
| Participation rate | 100.0% | 79.4%+20.6pp | 81.5%+18.5pp | 67.2%+32.8pp |
| Annual return | 20.73% | 20.61%+0.1pp | 49.45%-28.7pp | 1369.70%-1349.0pp |
| Employer contribution / active EE | $2,602 | $3,015-13.7% | $3,941-34.0% | $2,626-0.9% |
| Participant deferral / active EE | $10,173 | $7,747+31.3% | $8,090+25.8% | $4,350+133.9% |
| Admin fee / account holder | $285 | $1,336-78.7% | $7,904-96.4% | $1,945-85.3% |