Filed January 17, 2020 (most recent of 2 filings on file)
| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Direct payment from the plan; Sales l... | $979,830 |
Filed as: KESTRA ADVISORY SERVICES LLC Service code 16 · EIN 87-0462192 | Consulting | $184,000 |
Filed as: CBIZ CPAS, P.C. Service code 10 · EIN 43-1947695 | Accounting | $24,150 |
NATIONAL FINANCIAL SERVICES6 years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $47,854 | $117,148-59.2% | $67,560-29.2% | $99,313-51.8% |
| Participation rate | 99.6% | 72.7%+27.0pp | 72.9%+26.7pp | 71.7%+27.9pp |
| Annual return | 14.07% | 14.15%-0.1pp | 3533.50%-3519.4pp | 17.67%-3.6pp |
| Employer contribution / active EE | $3,678 | $4,623-20.4% | $2,737+34.4% | $3,264+12.7% |
| Participant deferral / active EE | $4,188 | $4,782-12.4% | $4,004+4.6% | $5,346-21.7% |
| Admin fee / account holder | $107 | $50+113.0% | $3,994-97.3% | $109-2.2% |