Filed April 1, 2012
This is a legacy paper filing. Plan administrator and contact details are recorded in the original filing, which has not been digitised into structured fields.
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| Provider | Service type | Compensation |
|---|---|---|
PRINCIPAL LIFE INSURANCE COMPANY10+ years Service code 13 · EIN 42-0127290 | Contract Administrator | $48,091 |
FIRST WESTERN TRUST BANK9 years Filed as: FIRST WESTERN TRUST Service code 27 · EIN 27-0083757 | Advisory (Plan) | $28,809 |
MORNINGSTAR3 years Filed as: MORNINGSTAR INVESTMENT MANAGEMENT L Service code 26 · EIN 36-4317381 | Advisory (Participants) | $0 |
Administrative expenses exceed $300 per participant per year - possible fee-review opportunity. (Recordkeeping / audit / legal; excludes investment management.)
Auditor declined to express an opinion - usually a 103(a)(3)(C) limited-scope election.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $82,244 | $91,760-10.4% | $156,181-47.3% | $67,986+21.0% |
| Participation rate | 78.1% | 65.0%+13.1pp | 78.8%-0.7pp | 57.2%+20.9pp |
| Annual return | 14.65% | 18.14%-3.5pp | 64.87%-50.2pp | 31.67%-17.0pp |
| Employer contribution / active EE | $1,585 | $2,419-34.5% | $4,294-63.1% | $2,019-21.5% |
| Participant deferral / active EE | $4,739 | $3,960+19.7% | $6,132-22.7% | $3,358+41.1% |
| Admin fee / account holder | $439 | $3,949-88.9% | $14,586-97.0% | $3,203-86.3% |