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| Provider | Service type | Compensation |
|---|---|---|
LPL FINANCIAL3 years Filed as: LPL FINANCIAL LLC Service code 26 · EIN 04-3046611 | Advisory (Participants) | $34,833 |
Service code 15 · EIN 35-0145825 | Recordkeeping | $19,455 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Form 5500 reported a failure to timely transmit participant contributions (Schedule H line 4a).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $52,581 | $83,023-36.7% | $102,437-48.7% | $77,762-32.4% |
| Participation rate | 40.9% | 71.5%-30.6pp | 74.5%-33.6pp | 70.6%-29.7pp |
| Annual return | 18.06% | 19.12%-1.1pp | 24.95%-6.9pp | 31.27%-13.2pp |
| Employer contribution / active EE | $1,611 | $3,552-54.6% | $3,871-58.4% | $2,728-40.9% |
| Participant deferral / active EE | $3,637 | $4,110-11.5% | $5,060-28.1% | $4,651-21.8% |
| Admin fee / account holder | $191 | $639-70.1% | $8,388-97.7% | $433-55.8% |