Filed October 7, 2020 (most recent of 2 filings on file)
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| Provider | Service type | Compensation |
|---|---|---|
Service code 12 · EIN 13-3689044 | Participant loan processing; Float re... | $6,395 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO INC Service code 33 | Securities brokerage; Securities brok... | $0 |
CHARLES SCHWAB & CO., INC.2 years Filed as: CHARLES SCHWAB & CO, INC Service code 33 · EIN 94-1737782 | Securities brokerage; Securities brok... | $0 |
NATIONAL FINANCIAL SERVICES5+ years Service code 33 · EIN 04-3523567 | Securities brokerage commissions and ... | $0 |
Participation rate is below 70% (account-balance holders / active employees) - enrollment or auto-enroll opportunity.
Participant contribution per participant is in the bottom quintile of the peer cohort.
Employer contribution per participant is in the bottom quintile of the peer cohort.
Plan reported corrective distributions (failed ADP/ACP testing).
Auditor signed off without reservation - the cleanest possible opinion.
| Metric | This plan | Peer set | Industry | Size |
|---|---|---|---|---|
| Avg account balance | $26,584 | $50,919-47.8% | $155,556-82.9% | $77,762-65.8% |
| Participation rate | 22.9% | 63.1%-40.1pp | 78.2%-55.3pp | 70.6%-47.7pp |
| Annual return | 20.11% | 34.84%-14.7pp | 64.84%-44.7pp | 31.27%-11.2pp |
| Employer contribution / active EE | $213 | $1,991-89.3% | $4,675-95.5% | $2,728-92.2% |
| Participant deferral / active EE | $723 | $2,824-74.4% | $5,631-87.2% | $4,651-84.5% |
| Admin fee / account holder | $35 | $437-92.0% | $15,885-99.8% | $433-91.9% |